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Financial Services Compliance Specialist

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full time
Compliance and Regulatory Expertise

We are seeking a highly experienced Senior Consultant to join our team in Larson Maddox. The ideal candidate will have a strong background in legal matters with a minimum of 8 years of relevant experience, including expertise in over-the-counter (OTC) derivatives.

This role is crucial in ensuring our operations comply with legal and regulatory requirements. As a key member of the team, you will provide strategic legal advice and support on a wide range of matters, with a focus on OTC derivatives.

  • Draft, review, and negotiate complex legal documents and contracts.
  • Ensure compliance with relevant laws and regulations in Hong Kong and other jurisdictions as required.
  • Conduct legal research and analysis on various issues related to OTC derivatives.
  • Manage and oversee legal risks and provide solutions to mitigate them.
  • Collaborate with internal and external stakeholders to address legal issues and implement corrective actions.
  • Stay updated on regulatory changes and industry best practices.
  • Prepare and present legal reports to senior management.

Key Responsibilities: