Fund Compliance Specialist
6 days ago
Ashford Benjamin is assisting a reputable asset manager in hiring a Fund Compliance Specialist for their APAC operations. This role offers a unique opportunity for compliance professionals to gain hands-on experience in managing fund compliance matters across multiple jurisdictions.
Responsibilities include:
- Providing compliance advisory services to fund businesses
- Managing employee compliance matters, including training and awareness programs
- Staying up-to-date on relevant rules and regulations, and implementing changes as needed
- Oversight of general compliance matters, including monitoring and reporting
Candidates should possess a minimum of 3 years of experience in compliance, preferably in fund businesses, and have a solid understanding of SFC type 1, 4, 9 rules and regulations.
Seniority LevelMid-Senior Level
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Hong Kong, Central and Western District, Hong Kong SAR China CMB International Capital Corporation Limited Full timeJob OverviewWe are seeking a detail-oriented Fund Operations Specialist to oversee end-to-end fund operations, including valuation, investor servicing, compliance coordination, and post-investment monitoring. This role requires seamless collaboration with internal teams and external partners to ensure operational excellence, regulatory compliance, and...
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Fund Operations Specialist
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Hong Kong, Central and Western District, Hong Kong SAR China CMB International Capital Corporation Limited Full timeAbout CMB International Capital Corporation LimitedWe are a leading global investment management firm seeking a detail-oriented Fund Operation Specialist to oversee end-to-end fund operations, including valuation, investor servicing, compliance coordination, and post-investment monitoring. This role requires seamless collaboration with internal teams and...
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APAC Compliance Specialist
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Compliance Expert for APAC Markets
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