Fund Compliance Specialist

6 days ago


Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full time

Ashford Benjamin is assisting a reputable asset manager in hiring a Fund Compliance Specialist for their APAC operations. This role offers a unique opportunity for compliance professionals to gain hands-on experience in managing fund compliance matters across multiple jurisdictions.

Responsibilities include:

  • Providing compliance advisory services to fund businesses
  • Managing employee compliance matters, including training and awareness programs
  • Staying up-to-date on relevant rules and regulations, and implementing changes as needed
  • Oversight of general compliance matters, including monitoring and reporting

Candidates should possess a minimum of 3 years of experience in compliance, preferably in fund businesses, and have a solid understanding of SFC type 1, 4, 9 rules and regulations.

Seniority Level

Mid-Senior Level



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