Compliance Risk Management Specialist

MRA Search is looking for a Compliance Risk Specialist to join their team. Job SummaryThe Compliance Officer will be responsible for advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters.Key Responsibilities:Ensuring compliance and operational risk controls are well in place and that...

APG Asset Management, a leading global long-term investor managing over 521 billion euros in assets, seeks a Senior Compliance Officer to join their team in Hong Kong SAR.This role is responsible for managing compliance and regulatory requirements. Utilizing analytical skills to assess risks and communicating effectively with stakeholders are key...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...

About BOC InternationalAs a leading investment bank in China and Hong Kong, our group is now seeking a highly motivated and creative professional to support our business.Job SummaryWe are looking for an exceptional Risk Management and Compliance Specialist to join our Equity Sales and Derivatives team. The successful candidate will be responsible for...

APG Asset Management is seeking a seasoned professional to fill the role of Senior Compliance Officer in their Hong Kong SAR office.In this position, you will be responsible for overseeing compliance and regulatory requirements across various aspects of the business.You will utilize your analytical skills to assess risks, communicate effectively with...

We are Projob21 Ltd., a renowned international private bank and asset management group. Our Global Private Bank AML Specialist will be responsible for conducting thorough due diligence, account opening approvals, and ensuring compliance with regulatory requirements.Job DetailsConducting KYC due diligence, account opening approval, AML investigations, and...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

At Larson Maddox, we are seeking a dedicated Compliance Officer to oversee our general compliance activities. The ideal candidate will have a solid understanding of compliance regulations and be familiar with the code of conduct.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures that align with regulatory...

Compliance & Operation Risk Manager (FinTech) Our client is a financial technology platform focused on trade financing. We are currently assisting them in their search for a Compliance & Operation Risk Manager to join the team. Position ResponsibilitiesEffectively manages regulatory and operational risk exposures within the company's operations by driving...

Job Summary:We are seeking an experienced Compliance and Risk Manager to join our team at Bond West Consultants.In this role, you will be responsible for maintaining the company's risk management framework and conducting research on specific risk issues.You will work closely with various stakeholders to ensure that our risk management practices are aligned...

About the RoleWe are seeking a skilled Risk Management Specialist to join our team in Asia Pacific. The successful candidate will be responsible for managing end-to-end thematic/cyclical/desk review activities, including scoping, testing, issue clearance, and reporting.Key ResponsibilitiesRisk-Based Compliance Control Plan: Develop an annual risk-based...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

At Global Consultancy, we are dedicated to delivering exceptional service to our clients in the asset management and funds sector.The role of Compliance Consultant requires:Expertise in regulatory compliance and risk managementStrong analytical and problem-solving skillsExcellent communication and interpersonal skillsKey responsibilities include:Developing...

A leading international bank seeks an experienced Compliance Risk Management Professional to join their Assurance team.Job Description:About UsConnectedGroup Limited is a reputable financial institution committed to excellence in risk management and compliance.Key Responsibilities:Conduct thorough compliance monitoring activities in accordance with the...

About Us: Links International is a leading recruitment agency that specializes in providing high-quality talent solutions to organizations across various industries. Our team of experts is dedicated to helping clients find the best candidates for their needs.Job Summary: We are currently looking for an experienced Operational Risk Manager to join our team....

Futu Holdings Limited requires a seasoned Senior Compliance Officer to lead the development and implementation of its compliance programs.Main ResponsibilitiesProvide expert advice on regulatory matters to business units.Design and implement effective compliance procedures to mitigate risks.Analyze and assess the effectiveness of compliance programs, making...

About the CompanyEX is a leading provider of blockchain services, dedicated to helping clients navigate the complexities of this rapidly evolving industry. As a member of our team, you will play a critical role in ensuring our compliance with all relevant rules and regulations.Responsibilities:Assist in updating policies and procedures to ensure...

The Senior Compliance Officer plays a crucial role in ensuring the company's adherence to regulatory requirements. This involves managing all licensing-related matters with the relevant authorities, conducting regular compliance monitoring reviews, and implementing regulatory best practices.To excel in this position, one must have an excellent understanding...

Company Overview:Bond West Consultants, a leading recruitment agency, is seeking an experienced Enterprise Risk Management Specialist to join our team.This role will involve working with various stakeholders to develop and maintain the company's risk management framework, as well as conducting research on specific risk issues.The ideal candidate will have a...