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Compliance Specialist with Fund Business Expertise
2 weeks ago
Ashford Benjamin is seeking a seasoned Compliance Generalist to join our team in Hong Kong. In this role, you will be responsible for providing compliance advisory services to fund businesses, including managing employee compliance matters, updating on rules and regulations, and establishing effective compliance programs.
Candidates should have at least 3 years of experience in compliance, a solid understanding of SFC type 1, 4, 9 rules and regulations, and proficiency in Chinese.
Suitable candidates will have experience in the following areas:
- Fund business expertise
- Compliance advisory services
- Employee compliance management
- Rules and regulations updates
- Compliance program establishment
