Inspection and Compliance Specialist

Company OverviewHong Kong Exchanges and Clearing Limited (HKEX) is a leading exchange group that provides a platform for companies to list, trade, and clear securities. As Asia's most dynamic and vibrant capital markets hub, we connect investors, issuers, and intermediaries to facilitate deeper, more diverse, and liquid global capital markets.We are a...

Mass Transit Railway's vision is to provide a safe, efficient, and convenient transportation system for the public.Job RequirementsTo succeed as a Station Security and Compliance Specialist, you will need to possess excellent communication and interpersonal skills, as well as the ability to work effectively in a team environment.You will be required to...

Job Description:Provide Regulatory Advisory to Hong Kong licensed entity and APAC operations Responsible for core compliance work, including but not limited to licensing, personal account dealing, gift and entertainment, etc Liaise with local regulatory authorities on regulatory filing, inquiries, surverys, inspections, requests and engagement Analyze...

Job SummaryWe are seeking an experienced By-laws Inspection Unit Officer to join our team. As a key member of our enforcement team, you will be responsible for ensuring compliance with MTR By-laws and regulations.

Compliance and Governance SpecialistWe are looking for a Compliance and Governance Specialist to provide guidance on the design and implementation of key security controls, tools, and technologies. As a member of the Technology Governance & Compliance team, you will work closely with cross-functional teams to enhance the security of all OKX products and...

About the RoleThis is an exciting opportunity for a Banking Compliance Specialist to join our team at PERSOLKELLY. As a specialist in regulatory reporting, you will play a critical role in ensuring our client's compliance with relevant regulatory requirements.Your responsibilities will include:Performing risk assessments and developing mitigation strategies...

Risk and Compliance SpecialistThis is a unique opportunity for a detail-oriented Risk and Compliance Specialist to join our team at JustOneGalaxy Recruitment.The successful candidate will have a strong background in risk management, with a proven ability to ensure compliance with industry rules and regulations.Key Responsibilities:Develop and implement risk...

Responsibilities Assist in the development and implementation of KYC policies and procedures in accordance with regulatory requirements. Ensure thorough due diligence processes for onboarding new customers and vendors, as well as periodic review of existing ones. Perform compliance testing on the client's KYC profile to ensure that the CDD is in accordance...

OverviewWe are seeking a Senior Compliance Specialist to enhance compliance initiatives at ConnectedGroup, a global insurance company. The ideal candidate will have strong knowledge of key regulatory requirements related to compliance risks and audit controls.Salary and BenefitsOur competitive salary package includes year-end bonus and opportunities for...

The Bank of East Asia, Limited (BEA) is seeking a highly skilled AML Compliance Specialist to join its team. The ideal candidate will have a minimum of 4 years' experience in the financial services industry, preferably in anti-money laundering compliance.Responsibilities:Review and comment on the Bank's manuals, policies, and guidelines from an...

Company OverviewAshford Benjamin Ltd is a leading entity in the industry, committed to excellence and compliance.Job DescriptionWe are seeking a skilled Compliance Specialist to provide regulatory advisory services to our Hong Kong licensed entity and APAC operations. As a key member of our team, you will be responsible for core compliance work, including...

Responsibilities:Provide compliance advisory to global markets business including but not limited to equities, fixed income and ALM Assist stakeholders in regulatory development updates, projects and related incidents Review new business and product proposals and transactions Handle regulatory inquiries, audits, inspections and surveys Assist in compliance...

Regulatory Compliance and Licensing SpecialistTbwa Chiat/Day Inc is seeking an experienced Regulatory Compliance and Licensing Specialist to join our ecosystem project. Our client, a leading digital assets company globally, requires a strong knowledge in the crypto space.About the Role:Stay informed on rapidly changing global crypto regulations and provide...

A leading role at Ashford Benjamin Ltd, the Compliance Advisor oversees compliance advisory to global markets business including but not limited to equities, fixed income and Asset Liability Management (ALM). Key responsibilities include assisting stakeholders in regulatory development updates, projects and related incidents. The ideal candidate will have...

Job DescriptionWe are looking for a highly skilled Supply Chain Compliance Specialist to join our team at ConnectedGroup. As a key member of our global sourcing team, this individual will be responsible for ensuring that our suppliers adhere to the highest standards of social responsibility and sustainability.The successful candidate will have a deep...

About CSC Global Financial MarketsCSC Global Financial Markets is a leading provider of financial services, committed to delivering innovative solutions to our clients. We are seeking an experienced Compliance Risk Management Specialist to join our team.Job SummaryThe Compliance Risk Management Specialist will be responsible for ensuring that all aspects of...

About the Position:This is a mid-senior level position responsible for managing the quality assurance function within Hong Kong Airlines. The successful candidate will have a strong background in quality management, with a focus on ensuring compliance with regulatory requirements and industry standards.As a Corporate Compliance Officer, you will be...

Job DescriptionWe are seeking a highly skilled Senior Compliance Risk Specialist to join our team at the Bank of China. In this role, you will be responsible for leading, managing, or participating in internal audit engagements related to General and Financial Crime Compliance.Plan and execute internal audits to assess compliance with regulations, standards,...

This is an exciting opportunity to work in a growing and progressive company that is expanding their Compliance department in order to support the investment activities of the firm The role reports to the Chief Operating Officer (who is responsible for all non-investment aspects of the business, including Compliance, Operations, and Investor Relations)...

**Company Overview**Pure Hong Kong is a leading financial services company committed to providing high-quality solutions for its clients.We are currently seeking a highly skilled AML Compliance Specialist to join our team in Hong Kong.**Job Description**The successful candidate will be responsible for providing KYC/AML advisory services to various business...