Risk Governance Specialist for SMBC Group

1 month ago

Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

Job Description


This Senior Vice President role at SMBC Group is a critical position that oversees the establishment of robust risk governance and risk management frameworks in the Hong Kong branch.



Responsibilities

  • Establish a comprehensive risk governance framework, including risk-related committees and organization of risk management functions.
  • Implement risk management strategies for various risk areas, such as market, liquidity, credit, operational, third-party, and cyber-security risks.
  • Develop and maintain risk appetite statements and metrics for the branch in collaboration with business functions.
  • Identify potential risks arising from external environmental changes and shifts in the bank's strategy.
  • Lead teams to conduct thorough analysis and mitigation planning to address identified risks.
  • Conduct ongoing risk reviews and assess new products and businesses, exercising effective challenges to business functions.
  • Lead projects and initiatives to enhance risk governance, including non-financial risk management frameworks.
  • Report risk profiles, analysis results, and project progress to committees and senior managements.
  • Formulate annual and medium-term goals for the risk management function, considering regulatory requirements and self-identified deficiencies.
  • Ensure relevant regulatory and audit responses are managed effectively.
  • Provide guidance on risk management best practices to branches and subsidiaries of SMBC Group in East Asia.
  • Enhance the skill and knowledge base of team members across all risk areas to ensure timely and quality output.
  • Oversee departmental operations and duties as required by the branch management or other departments.

Requirements

  • A university degree in business, finance, economics, or a related field.
  • Relevant Enhance Competency Framework accreditation is preferred.
  • A minimum of 15 years of experience in banking, preferably in securities business.
  • Experience leading non-financial risk management teams or firm-wide integrated risk management teams, covering multiple risk areas.
  • Demonstrated ability to communicate effectively with regulators, including on-site examination.
  • Strong leadership skills to lead risk management teams as a 2nd line of defense department.
  • Ability to grasp the structure of a large organization.
  • Excellent project management, problem-solving, logical thinking, and presentation skills.
  • Good communication and interpersonal skills.
  • Familiarity with statistical and/or quantitative analytical methodologies.
  • Fluent written and spoken English.

Estimated Salary: $250,000 - $350,000 per annum, depending on experience.

  • East Asia Risk Analyst Professional

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    Job SummaryWe are seeking an experienced East Asia Risk Analyst to join our team at SMBC Group. As a key member of our credit risk management team, you will be responsible for conducting research and analysis on companies in the East Asia region.Key Responsibilities:Conduct in-depth research and studies to support risk assessment on companies in the East...

  • Data Governance Lead

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

            **Data Governance Lead - SMBC Group**        Reporting to the Head of Governance Planning Department, the incumbent will lead and support projects to establish Data Governance Framework under a global framework, collaborating with external consultants and Head Office stakeholders.Develop and implement a comprehensive Data Governance...

  • Strategic Compliance Risk Manager

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    Job DescriptionWe are seeking a highly skilled Strategic Compliance Risk Manager to join our team at SMBC Group.About the RoleThis is a senior-level position responsible for conducting effective compliance monitoring activities, identifying potential regulatory risks, and proposing recommendations to mitigate these risks. The successful candidate will work...

  • Data Governance Strategist

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    SMBC Group is seeking a seasoned Data Governance Strategist to join our team. This role will be responsible for leading the implementation of a comprehensive data governance framework across the organization.About the RoleAs a key member of our team, you will be responsible for developing and implementing policies, guidelines, procedures, and standards to...

  • Risk Assessment Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    **Role Overview**At SMBC Group, we are seeking a highly skilled professional to join our team as a Senior Associate. In this role, you will be responsible for conducting research and analyzing data to support our credit policy decisions in the East Asia region.**Key Responsibilities**Conduct in-depth research on companies in the East Asia region to assess...

  • Treasury Market Transactions Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    About the Role At SMBC Group, we are seeking an experienced Treasury Market Transactions Specialist to join our team. This role is responsible for processing and checking all clerical works in treasury market transactions and other administrative duties such as credit facility and counterparty ID registration in the operating systems. Key Responsibilities...

  • Remittance Operations Specialist

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    About SMBC GroupSMBC Group is a leading financial institution with a global presence, committed to delivering exceptional service and expertise to its clients.

  • Fintech Project Management Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    At SMBC Group, we are seeking a highly skilled Fintech Project Management Specialist to join our team. This role is responsible for assisting in the development and maintenance of project plans, schedules, and status updates for digitalization and Fintech related projects.The ideal candidate will have a strong background in IT, Fintech, or a related...

  • Compliance Risk Manager

    2 months ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    As a key member of the SMBC Group, the Compliance Risk Manager will play a vital role in ensuring the bank's compliance risk control framework is adequate and effective.Key Responsibilities:Conduct risk-based compliance monitoring activities to identify potential or actual regulatory risks.Review and assess the bank's compliance risk control framework to...

  • Trade Operations Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    We are seeking an experienced Trade Operations Specialist to join our team at SMBC Group.**Job Summary:**The successful candidate will be responsible for processing all types of import trade transactions, including L/C and amendment issuance, import bills, loan and acceptance initiation and settlement, shipping guarantee issuance and redemption, Non-trade...

  • Treasury Marketing Settlement Specialist

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    SMBC Group is a leading financial institution with a strong presence in Asia.We are currently seeking an experienced Treasury Marketing Settlement Specialist to join our team.As a key member of our treasury marketing team, you will be responsible for ensuring the smooth settlement of treasury transactions and providing exceptional customer service.The ideal...

  • ESG Finance Director for Asia-Pacific Region

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    About the RoleWe are seeking a highly experienced ESG finance professional to lead our ESG finance business in the Asia-Pacific region.Job DescriptionAs ESG Finance Director, you will be responsible for promoting ESG business both internally and externally to secure SMBC's leading ESG market position in the region covering Hong Kong, China, Taiwan, and South...

  • IT Support Specialist

    4 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    About the Role"> We are seeking an IT Support Specialist to join our team at SMBC Group. Job Responsibilities"> Serve as a technical resource for endpoint devices, including physical and virtual desktops, mobile devices, ensuring optimal performance and security. Deliver 2nd-tier user support, troubleshooting and resolving technical issues efficiently....

  • Senior Credit Officer

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    Job SummarySMB C Group is seeking a skilled Senior Credit Officer to join our team. In this role, you will be responsible for analyzing new and renewal credit applications, providing advice on deal structures, and assessing credit risk.About the RoleThe ideal candidate will have at least 5 years of experience in credit analysis with banking products...

  • Digital Transformation Project Manager

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    Job DescriptionAt SMBC Group, we are seeking an experienced Digital Transformation Project Manager to join our team. As a key member of our project management team, you will be responsible for leading and coordinating digitalization and Fintech related projects.We are looking for a highly skilled professional with at least 6 years of experience in IT project...

  • Head of Origination Business Development

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China SMBC Group Full time

    Job SummaryWe are seeking a highly experienced Senior Vice President, Origination to join our team at SMBC Group.About the RoleThis is a senior leadership position responsible for promoting and marketing origination business for syndicated loan opportunities to secure financing mandates for LCMA in the region covering Hong Kong, China, Taiwan, and South...

  • Senior Risk Governance Specialist

    5 days ago

    Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Job SummaryWe are seeking a Senior Risk Governance Specialist to join our team at Classy Wheeler Limited.About the RoleThe successful candidate will be responsible for leading the development and implementation of our Enterprise Risk Management Framework, ensuring that we maintain a strong risk culture and governance framework.Key ResponsibilitiesDevelop and...

  • Risk Governance Specialist

    3 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Job Summary: Quantitative Risk Management is responsible for providing risk governance across HKEX group functions. The team conducts validation exercises, model risk governance, and risk analytics to ensure adherence to regulations and policies.

  • Senior Data Governance Specialist

    2 weeks ago

    Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About the RoleWe are seeking a highly skilled Senior Data Governance Specialist to join our team at Dah Sing Financial Group. As a key member of our organization, you will be responsible for driving data governance initiatives that support our business objectives.Job DescriptionThe successful candidate will work closely with business leaders to improve data...

  • Senior Data Governance Specialist

    1 month ago

    Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services conglomerate in Hong Kong, offering a wide range of banking and financial products through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.Job SummaryWe are seeking an experienced Senior Data Governance Specialist to join our team. As...