Senior Associate, Financial Regulatory Specialist

3 days ago


Hong Kong Island, Hong Kong SAR China IQ-EQ Full time
Main Responsibilities
  • Prepare and review FRR submissions for Licensed Corporations as per SFC regulatory requirements.
  • Monitor liquidity and capital positions of Licensed Corporations and prepare/check regulatory disclosures to ensure compliance with relevant rules and regulations.
  • Provide consultation in forecasting the financial impact for potential investments, dividend declarations, etc. on the liquidity of Licensed Corporations.


  • Hong Kong Island, Hong Kong SAR China Bank of America Full time

    Job OverviewAt Bank of America, we strive to deliver exceptional results by fostering a culture of excellence and innovation. We're committed to driving responsible growth and delivering for our clients, teammates, communities, and shareholders every day.As a Regulatory Reporting Operations Senior Professional, you will play a pivotal role in defining,...

  • Regulatory Lawyer

    2 days ago


    Hong Kong Island, Hong Kong SAR China Accounting and Financial Reporting Council (AFRC) Full time

    Role OverviewThe Accounting and Financial Reporting Council (AFRC) is seeking a highly experienced legal professional to join our team as an Associate Director. As a key member of our team, you will be responsible for providing legal advice on regulatory matters and corporate governance.Key ResponsibilitiesProvide legal advice on regulatory matters;Assist in...


  • Hong Kong, Central and Western District, Hong Kong SAR China ACCA Careers Full time

    Job SummaryWe are looking for a highly skilled Regulatory Reporting Specialist to join our team. As a key member of our finance department, you will be responsible for ensuring accurate and timely financial reporting.Main ResponsibilitiesHandle financial reporting and regulatory submissionsMaintain and enhance internal controls and proceduresEnsure...


  • Hong Kong Island, Hong Kong SAR China IQ-EQ Full time

    Job OverviewWe are seeking a highly skilled Compliance Specialist to join our team for the provision of regulatory consultancy services to clients in Hong Kong. The ideal candidate will have a strong background in compliance and exceptional client-facing abilities.This role involves providing advisory services to clients regulated by the Securities and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services provider in Hong Kong, offering a wide range of banking and insurance solutions to its customers. Our group has a strong presence in the region, with over 70 branches across Hong Kong, Macau, and Mainland China.Our company values include caring, teamwork, and...


  • Hong Kong Island, Hong Kong SAR China BCD Meetings & Events Full time

    Join our team at BCD Meetings & Events as a Senior Financial Associate, playing a key role in managing our financial operations.Your responsibilities will include:Assisting in the preparation of payments, ensuring all transactions are properly approved and recorded in our financial ERP system.Verifying vendor details and supporting documents for new...


  • Hong Kong Island, Hong Kong SAR China Danos Group Full time

    About the PositionWe are seeking a seasoned Compliance Specialist - Policy and Procedure to drive our regulatory compliance initiatives forward at Danos Group.Main Responsibilities:Policy Development: Create and maintain up-to-date policies and procedures that ensure adherence to SFC and HKMA regulations.Regulatory Advisory: Provide expert guidance on...


  • Hong Kong, Central and Western District, Hong Kong SAR China Financial Times Full time

    We are looking for a skilled Digital Marketing Specialist - Financial Times to join our marketing team in Hong Kong. As a key contributor, you will be responsible for developing and implementing digital marketing campaigns that drive business growth and revenue in the APAC region.The successful candidate will have a solid understanding of digital marketing...


  • Hong Kong, Central and Western District, Hong Kong SAR China Delta Executive Search Full time

    FIG Banking OpportunitiesDelta Executive Search is excited to present this unique opportunity for an experienced Investment Banking Associate to join our client's Financial Institutions Group (FIG) coverage team in London. The successful candidate will have at least 3 years of investment banking experience focused on the FIG sector, and will arrive from a...

  • Corporate Counsel

    2 days ago


    Hong Kong Island, Hong Kong SAR China Accounting and Financial Reporting Council (AFRC) Full time

    Job SummaryWe are seeking a highly experienced legal professional to join our team as an Associate Director. The successful candidate will be responsible for providing legal advice on regulatory matters and corporate governance, as well as assisting in the drafting and review of policies and procedures.ResponsibilitiesProvide legal advice on regulatory...


  • Hong Kong Island, Hong Kong SAR China Accuray Asia Ltd Full time

    Job Description:We are seeking a skilled Regulatory Affairs Specialist to support the obtaining of medical device pre-market regulatory approvals, ensuring market access for Accuray products and services in Asia Pacific. The ideal candidate will author regulatory submissions through third-party entities, be vigilant of developing standards and regulations,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank of China Full time

    Compliance Review SpecialistAbout the Role:We are looking for a highly skilled Compliance Review Specialist to join our team at the Bank of China.This is a full-time position in the Operational Risk Management Department, reporting to the Head of Compliance.The successful candidate will be responsible for conducting regular compliance reviews, formulating...


  • Hong Kong Island, Hong Kong SAR China PCCW Full time

    About this RoleWe are seeking a Senior Manager, Compliance, eMPF to join our team at PCCW.This role requires experience in handling complex compliance risk and regulatory matters pertaining to financial services.You will serve as the 1.5 line of defense for the eMPF project, developing and maintaining a comprehensive compliance and quality assurance...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Job SummaryWe are seeking a skilled Senior Financial Associate to join our Treasury Operations team. This dynamic role involves overseeing daily treasury operations, identifying process enhancements, and ensuring compliance with regulatory requirements. The ideal candidate will have a strong background in treasury operations, excellent analytical skills, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - AVP /Senior Associate, Specialist, Know Your Customer, Consumer Banking (WD72454) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services,...


  • Hong Kong Island, Hong Kong SAR China Agnew O'Brien Full time

    We are seeking a talented Junior US Capital Markets Associate to join our expanding Hong Kong office. As a member of our team, you will have the opportunity to work on a diverse range of complex financial transactions, including IPOs, debt offerings, and equity-linked products.The ideal candidate will possess excellent analytical skills, strong attention to...


  • Hong Kong Island, Hong Kong SAR China BBVA Full time

    Job DescriptionBBVA is expanding its presence in Asia, and we are seeking a highly skilled Financial Regulation Specialist to join our team. The successful candidate will be responsible for monitoring the evolution of financial regulation in Asian countries, analyzing its impact on our regional business, and communicating with impacted areas.The role...


  • Hong Kong Island, Hong Kong SAR China PERSOLKELLY Full time

    Job Description:We are seeking a Senior Regulatory Reporting Professional to support our client in HKMA regulatory reporting, focusing on liquidity.The ideal candidate will have a strong background in financial compliance and experience in regulatory reporting in banking or auditing. They will work closely with project teams to identify needs and...


  • Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full time

    iCapital is a pioneering fintech platform transforming the alternative investment landscape. Our platform enables advisors, wealth management firms, asset managers, and banks to evaluate and recommend customized public and private market strategies for their high-net-worth clients.We have achieved remarkable success, with approximately $210 billion in global...


  • Hong Kong Island, Hong Kong SAR China ACCA Careers Full time

    About ACCA Careers:Acca Careers is a leading provider of financial services and guidance to individuals, families, and institutions worldwide.Our mission is to deliver exceptional financial solutions that meet the evolving needs of our clients. To achieve this, we focus on building strong relationships with our clients, partners, and employees.Job...