Compliance Expert for Investment Operations

Company OverviewHang Seng Bank Limited is a renowned financial institution committed to delivering exceptional service excellence. Our people are our most valuable asset, and we strive to provide a dynamic working environment that fosters growth and development.Role SummaryWe are seeking a highly skilled Strategic Investment Operations Expert to join our...

Larson Maddox is seeking a seasoned Investment Banking Compliance Specialist to oversee compliance for the Investment Banking Division.As an essential member of our team, you will work closely with business stakeholders to ensure adherence to regulatory requirements and internal policies.JOB RESPONSIBILITIESDevelop and implement effective compliance...

Job DescriptionWe are seeking a highly skilled Senior Compliance Manager to join our team at Bank of China (Hong Kong) Limited.ResponsibilitiesProvide expert advice to business units on regulatory compliance matters related to investment or insurance products/services, ensuring alignment with relevant laws and regulations.Participate in and assist with...

About UsCiti, a global bank with a rich history spanning over 200 years, connects millions of people across hundreds of cities and countries every day through its unparalleled global network. We provide a broad range of financial services and products to clients, empowering them to meet their biggest opportunities and overcome the world's toughest...

About the RoleWe are seeking a skilled and experienced Global Compliance Expert to join our team at Allianz Global Investors.Job DescriptionThe successful candidate will be responsible for providing expert advice on Anti-Financial Crime Compliance matters, including AML/CFT, ABC, Sanctions, Fraud and FATCA/CRS. They will work collaboratively with team...

At SAFE Investment, we are seeking a highly organized and detail-oriented Compliance Support Specialist to join our Legal Department.Job Description:This is an exceptional opportunity to provide administrative support and contribute to the success of our team.Handle internal staff's compliance matters with diligence and precisionProvide comprehensive...

Job Description:Fargo Wealth Group Limited seeks a Compliance Manager to oversee compliance and trading risk management for the Group's licensed entities.Key Responsibilities:Engage with regulators to foster innovation within regulatory limits, ensuring the Group remains compliant with all relevant laws and regulations.Develop and maintain comprehensive...

Company Overview">Pure Hong Kong is one of the leading asset managers in Hong Kong and Asia Pacific, with a strong compliance culture in place.">The Role">As a Compliance Expert, you will be part of the Regional Compliance team, reporting to the Regional Head of Compliance. You will handle all-rounded compliance duties for our Asia business, including...

Aptitude Asia is a dynamic organization that requires a seasoned professional to lead its compliance operations.Job Description:The Director, Compliance Services will be responsible for managing the day-to-day compliance activities of licensed entities within Aptitude Asia's portfolio, encompassing fund managers, broker-dealers, and payment service...

Company OverviewAt Deutsche Bank, we strive to provide a work environment that supports the development and well-being of our employees. Our commitment to creating a healthy and engaged workforce enables us to better serve our clients and achieve our business goals.Salary and BenefitsWe offer a competitive salary and non-contributory pension scheme,...

At Pure Hong Kong, we seek a highly skilled FCC Analyst to join our team. As a key member of our Compliance Team, you will play a vital role in ensuring the integrity and security of our financial operations.Job SummaryThis position involves working closely with internal and external stakeholders to maintain adherence to Anti-Money Laundering regulations....

About the RoleWe are seeking a highly skilled Market Operations Specialist to join our team at AXA Investment Managers.Company OverviewThe AXA Group is a global leader in insurance and asset management, with 160,000 employees serving 105 million customers in 62 countries. Our mission is to act for human progress by protecting what matters. We protect and...

Job Description CICC seeks a skilled Financial Operations Expert to join our team. In this role, you will be responsible for overseeing the daily operation of fund products, ensuring timely valuation and execution of trade orders. The ideal candidate will have a minimum of 1-3 years' experience in fund product operation within the Securities Firm/Fund...

Job DescriptionCompany Overview:Safe Investment is a leading financial institution dedicated to providing exceptional investment opportunities.Job Summary:We are seeking a highly skilled Chief Risk Evaluator to join our team. As a key member of our investment team, you will be responsible for managing and monitoring all aspects of risk in day-to-day...

**Job Overview:**Pure Hong Kong seeks a highly skilled Regulatory Compliance Expert to lead our Anti-Money Laundering (AML) efforts.The ideal candidate will possess a deep understanding of AML/CTF regulations and be able to provide expert advice on compliance matters. They will also have excellent communication and interpersonal skills, with the ability to...

At Ambition, we are seeking an experienced Compliance Expert to join our team in the field of Life Insurance.About the RoleThis is a challenging and rewarding opportunity to work with a highly skilled team to ensure compliance with relevant regulatory requirements. As a Compliance Expert, you will be responsible for providing advice and support on AML/CTF...

Millennium's Systematic Data PlatformAt Millennium, we are revolutionizing the systematic data landscape with a cutting-edge platform that powers our portfolio engines. Our systematic data group is seeking an experienced Data Operations Expert to join our dynamic team.The ideal candidate will possess expertise in quantitative investing and be passionate...

Aptitude Asia is committed to delivering exceptional compliance services.As a Compliance Operations Strategist, you will play a key role in managing the day-to-day operations of our compliance team.Develop and implement strategies to ensure timely completion of compliance projects.Provide expert guidance on complex regulatory matters, including licensing and...

Larson Maddox seeks an experienced Compliance Specialist to oversee compliance for the Investment Banking Division.Key Responsibilities:Ensure adherence to regulatory requirements and internal policiesProvide guidance on compliance matters related to IBD products and servicesManage control room operations, including monitoring and managing information...

Job DescriptionFCC Analytics is a leading RegTech company that provides AI-powered end-to-end AML compliance solutions to financial institutions.About the RoleWe are seeking an experienced Machine Learning Engineer / Machine Learning Researcher to join our team in Hong Kong SAR. As an essential member of our R&D team, you will be responsible for implementing...