Director of Risk Management and Compliance

Larson Maddox is a leading International Bank, and we are seeking a Compliance Risk Management Director for FICC to join our dynamic compliance team. This role plays a pivotal part in ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesWe require someone to develop and implement comprehensive compliance strategies for FICC...

We are seeking a highly skilled and experienced Regional Compliance and Risk Management Director to lead our compliance monitoring and testing function in the APAC region.The successful candidate will have at least 8 years of relevant experience, preferably gained from leading financial institutions. Prior experience in a compliance role with an asset...

Dah Sing Financial Group is seeking an experienced professional to fill the position of Director of Risk Management and Compliance. This role is responsible for ensuring that all operation processes are fully compliant with regulations and standards set by the Bank and regulatory bodies.About the JobThe successful candidate will be responsible for providing...

Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

Job OverviewCiti's Independent Compliance Risk Management (ICRM) is responsible for managing compliance risk and promoting behavior that is consistent with Citi's mission. We're seeking a high-caliber professional to join our team as Director, Equities Independent Compliance Risk Management Asia - Hybrid based in Hong Kong. In this role, you'll be...

Larson Maddox OverviewWe are a dynamic organization seeking an experienced Compliance Director to join our team. This pivotal role will be responsible for developing, implementing, and overseeing compliance programs to ensure our operations align with regulatory requirements and internal policies.Job DescriptionDevelop and enhance the compliance framework in...

About Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...

Job OverviewAs a Senior Director at Prudential plc, you will play a critical role in driving the company's risk management and internal audit functions. We are seeking an experienced professional to lead our team in identifying and mitigating risks, ensuring the integrity of our internal controls, and providing strategic recommendations to senior...

Job Description:The Bank of China is seeking a Compliance and Risk Management Expert to join our Asset Management team. This role will be responsible for assisting the team in preparing and reviewing risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines.Responsibilities:Assisting in the development and...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

About the RoleBank of China is seeking a highly skilled Compliance Risk Management Expert to join our Investment Management team. As a key member of our team, you will be responsible for conducting risk monitoring, control, and compliance risk assessments of money market and capital market dealers' activities.ResponsibilitiesConduct thorough risk assessments...

We are seeking an experienced Director of Legal Compliance and Governance to join our team at MatchTalent Limited.This key leadership role reports directly to the CEO and is responsible for the development and implementation of our compliance programs, ensuring adherence to local and international regulations.Key Responsibilities:Develop and Implement...

Job SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at Bank of China (Hong Kong) Limited. The ideal candidate will have a strong background in compliance risk management, anti-money laundering, and transaction monitoring.Key ResponsibilitiesConduct Customer Due Diligence (CDD)/KYC Procedures: Conduct thorough...

Job Summary:The Bank of China is seeking a highly skilled and experienced Chief Compliance Risk Management Officer to join our team. In this role, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.Main Responsibilities:Develop and maintain...

At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The ideal candidate will possess excellent analytical and communication skills, as well as a strong understanding of compliance risk management principles.About the RoleThis is an exciting opportunity for a professional with...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Risk Manager to join our team. The successful candidate will be responsible for conducting customer due diligence, improving transaction monitoring processes, and preparing compliance risk reports.Key Responsibilities:Customer Due Diligence: Conduct thorough customer due diligence...

Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. With a vast global network and on-the-ground expertise, we connect the dots, anticipate change, and empathize with the needs of our clients and customers.Job DescriptionThe Director, Equities Independent Compliance Risk Management Asia role is a...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Job Description:The role of Assistant Audit Manager in Bank Of China (Hong Kong) Limited involves leading, managing or participating in internal audit engagements related to General and Financial Crime Compliance. This includes planning, risk assessment, fieldwork and reporting on various areas such as banking compliance, sanctions compliance, anti-money...