Director of Risk Management and Compliance

Larson Maddox is a leading International Bank, and we are seeking a Compliance Risk Management Director for FICC to join our dynamic compliance team. This role plays a pivotal part in ensuring adherence to regulatory requirements and internal policies.Key ResponsibilitiesWe require someone to develop and implement comprehensive compliance strategies for FICC...

We are seeking a highly skilled and experienced Regional Compliance and Risk Management Director to lead our compliance monitoring and testing function in the APAC region.The successful candidate will have at least 8 years of relevant experience, preferably gained from leading financial institutions. Prior experience in a compliance role with an asset...

Job Description We are seeking a skilled Compliance Specialist to join our team at Société Générale Assurances. As an Executive Director, Risk Management Compliance, you will play a crucial role in advising and overseeing the Equities & Equity Derivatives business with respect to their management of regulatory and reputational risk. Key...

Job Title: Assistant Director, Compliance DepartmentValuable Capital Limited is seeking a highly skilled and experienced Assistant Director, Compliance Department to join our team. The successful candidate will be responsible for developing, implementing, and maintaining our compliance program to ensure daily operations comply with Hong Kong SFC and/or other...

Job OverviewCiti's Independent Compliance Risk Management (ICRM) is responsible for managing compliance risk and promoting behavior that is consistent with Citi's mission. We're seeking a high-caliber professional to join our team as Director, Equities Independent Compliance Risk Management Asia - Hybrid based in Hong Kong. In this role, you'll be...

About Ares AsiaAres Asia is one of the largest alternative asset managers in Asia-Pacific with approximately US$15.1 billion in assets under management.Job OverviewWe are seeking an experienced Compliance Risk Management Specialist to join our team in Hong Kong.The successful candidate will support and assist in all regulatory and compliance-related...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for conducting Customer Due Diligence (CDD) and Know Your Customer (KYC) procedures, as well as improving our transaction monitoring process.The ideal candidate will have a strong...

Job OverviewAs a Senior Director at Prudential plc, you will play a critical role in driving the company's risk management and internal audit functions. We are seeking an experienced professional to lead our team in identifying and mitigating risks, ensuring the integrity of our internal controls, and providing strategic recommendations to senior...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

We are seeking an experienced Director of Legal Compliance and Governance to join our team at MatchTalent Limited.This key leadership role reports directly to the CEO and is responsible for the development and implementation of our compliance programs, ensuring adherence to local and international regulations.Key Responsibilities:Develop and Implement...

Job SummaryThe Director of Investment Risk for Asia Investment Management plays a crucial role in overseeing investment risk practices and initiatives across the General Account and Segregated Account assets of Sun Life in Asia.This position is part of the Risk and Compliance, Enterprise Asset Management Team, and is responsible for providing oversight and...

Job SummaryWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at Bank of China (Hong Kong) Limited. The ideal candidate will have a strong background in compliance risk management, anti-money laundering, and transaction monitoring.Key ResponsibilitiesConduct Customer Due Diligence (CDD)/KYC Procedures: Conduct thorough...

At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...

Job Summary:The Bank of China is seeking a highly skilled and experienced Chief Compliance Risk Management Officer to join our team. In this role, you will be responsible for formulating and updating compliance risk and KYC policies and procedures in line with the latest regulatory requirements and market practices.Main Responsibilities:Develop and maintain...

Job DescriptionWe are seeking a highly skilled Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The ideal candidate will possess excellent analytical and communication skills, as well as a strong understanding of compliance risk management principles.About the RoleThis is an exciting opportunity for a professional with...

The Bank of China (Hong Kong) Limited is seeking a highly skilled Compliance Risk Manager to join our team. The successful candidate will be responsible for conducting customer due diligence, improving transaction monitoring processes, and preparing compliance risk reports.Key Responsibilities:Customer Due Diligence: Conduct thorough customer due diligence...

Citi is a global bank uniquely positioned to navigate the complexities of an increasingly interconnected world. With a vast global network and on-the-ground expertise, we connect the dots, anticipate change, and empathize with the needs of our clients and customers.Job DescriptionThe Director, Equities Independent Compliance Risk Management Asia role is a...

About FWD Life Insurance CorporationFWD Life Insurance Corporation is a leading pan-Asian life insurance business with over 11 million customers across 10 markets. Our company is committed to making the insurance journey simpler, faster, and smoother through innovative propositions and easy-to-understand products, supported by digital technology.The...

Key ResponsibilitiesTo represent the Compliance function in the company's HK Management Committee and other business and operational committees. Conduct a Monthly Compliance Committee, ensuring that HK management and Board of Directors are kept fully informed of compliance matters. Escalation of material compliance concerns or issues to the Head of...

Job SummaryWe are seeking a seasoned Global Compliance Director to lead our distribution compliance efforts. As a key member of our team, you will be responsible for ensuring our business practices meet the highest regulatory standards.About the RoleThe ideal candidate will have a proven track record in compliance and risk management, with a strong...