Regulatory Compliance Specialist for APAC Markets

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Hydrafacial Trading (Shanghai) Co Ltd (China).About the RoleThis is a full-time position responsible for ensuring compliance with regulatory requirements in APAC, including CFDA and international regulations. The successful candidate will work closely with...

Jane Street, a global trading firm, is seeking an experienced Regulatory Compliance Expert to join its Hong Kong team.About the RoleThis role involves working closely with internal business groups to identify and advise on regulatory reporting and compliance issues related to Jane Street's Asian Business. Key responsibilities include staying up-to-date with...

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job DescriptionAt Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to lead our Control Room and Research Compliance function in the Asia Pacific region. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Main Responsibilities:Clearance of investment research...

Job DescriptionA key role has become available in our team at Ashford Benjamin Ltd, focusing on the compliance aspect of our operations within the Asia Pacific region.The Control Room and Research Compliance Specialist will be responsible for ensuring adherence to regulatory requirements and maintaining a robust control framework.Key...

Discover a challenging career opportunity as a Compliance Specialist in the Asia Pacific markets with Societe Generale Assurances.About the RoleWe are seeking an experienced Compliance Specialist to join our team in Hong Kong. As a key member of our compliance function, you will play a vital role in ensuring that our Equities & Equity Derivatives business...

About Ashford Benjamin LtdAshford Benjamin Ltd is a leading financial services company that values expertise and integrity in compliance matters.Job DescriptionWe are seeking a highly experienced Compliance Professional to join our team. As Global Markets Compliance Specialist, you will be responsible for providing critical compliance advice on equities,...

At Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to join our team in the APAC region. The successful candidate will play a crucial role in ensuring our business operations comply with relevant regulations and exchange rules.Key ResponsibilitiesProvide expert advice on equities, fixed income, and electronic trading compliance...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Wells Fargo is committed to hiring the best talent in the industry. Our company overview highlights our dedication to providing excellent customer service, risk management, and compliance-driven culture.We offer a competitive salary range of $120,000 - $180,000 per year, depending on experience and qualifications. This role plays a critical part in ensuring...

Are you a seasoned professional in anti-money laundering and compliance seeking a challenging role in the Asia-Pacific region?MRA Search is proud to partner with a prestigious trust service provider to offer this exciting opportunity for an AML Compliance Specialist.About the CompanyThis esteemed organization has been recognized for its high-quality services...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

At Ashford Benjamin Ltd, we are seeking an experienced Global Markets Regulatory Advisor to join our team.Job Summary:We are looking for a highly skilled professional with extensive experience in equities, fixed income, and electronic trading compliance advisory. The ideal candidate will have a deep understanding of global markets exchange rules and...

About the PositionWe're looking for a diligent Regulatory Compliance Expert to join our Legal and Compliance team at Jane Street. This role involves ensuring our Asia offices operate in compliance with local, APAC, and international regulations. You'll be responsible for regulatory filings, trade surveillance, monitoring tasks, and overseeing control room...

Job Title: Compliance Specialist - APAC InternJob Summary: Assist the Compliance team in the analysis of management information, production of compliance reports, and review of Compliance Risk Assessments for the APAC region.Key Responsibilities:Assist in the analysis of management information to identify compliance risks and opportunities.Produce...

We are seeking a highly skilled Senior Compliance Officer to join our team in Hong Kong. This role will provide primary compliance coverage for our APAC Investment Banking and Capital Markets business, including Debt Capital Markets and Mergers & Acquisitions, as well as secondary support to APAC Markets business.Job SummaryThe ideal candidate will be...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryWe are looking for an experienced professional to provide regulatory advice and guidance to our licensed entity and APAC fund business and control function. The successful candidate will be responsible for monitoring relevant...

Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

Job Title: Regulatory Compliance SpecialistWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team at BOCHK Asset Management Ltd. The ideal candidate will have a strong background in finance, risk management, and law, with excellent communication and analytical skills.About the RoleThis is a full-time contract...