Banking Compliance Officer

ResponsibilitiesThe Compliance Manager will be responsible for:Handling relevant compliance works of the company.Drafting and reviewing compliance documents.Participating in project-related meetings.Supporting compliance work for new projects/services.Conducting compliance self-assessment to meet regulatory requirements.SUPPORTING COMPLIANCE ASPECTS OF LOCAL...

CHIEF COMPLIANCE OFFICER | Digital BankingCHIEF COMPLIANCE OFFICER | Digital Banking (AML focus)Senior executive positionOur client is one of Hong Kong's licensed digital banking groups with an established local business spanning both retail and corporate clients. As an industry-leading banking institution, their governance functions ensure compliance with...

Job Title: Compliance Officer RoleAbout UsJC Executive Search is a leading recruitment agency that specializes in connecting top talent with top companies. Our team is dedicated to providing exceptional service and support to our clients and candidates.Job SummaryWe are seeking a Compliance Officer to join our team. The successful candidate will be...

We are looking for a highly experienced Cybersecurity and Compliance Officer to join our team. The successful candidate will be responsible for providing expert advice on Information Security and Business Continuity, ensuring that the bank's systems and data are protected from cyber threats.Key responsibilities include monitoring regulatory changes,...

Senior Compliance OfficerThis is an exciting opportunity to work as a Senior Compliance Officer with Projob21 Ltd. in our North Asia Branch.Key ResponsibilitiesOversight of regulatory affairs and central compliance mattersSubject matter expert on regulatory changes and implementation of procedures and policiesTeam head responsible for supervising a team of...

Investment Compliance JobThe Bank of China is seeking an Investment Compliance Officer to join its Legal & Compliance and Operational Risk Management Department.About the Role:This position involves providing advisory services to business units regarding regulatory compliance issues on investment or insurance products/services.The successful candidate will...

About the Position:We are seeking a highly skilled Safety and Compliance Officer to join our team at The Bank of East Asia, Limited (BEA). As a key member of our compliance team, you will be responsible for ensuring the Bank's health, safety, and workplace wellness policies are implemented effectively and in compliance with regulatory requirements.Your Key...

Mitsubishi UFJ Financial Group (MUFG) is a global leader in the financial industry, serving clients across the globe with our extensive network of 120,000 colleagues. Our company culture is built on the principles of trust, respect, and teamwork, which enables us to deliver innovative solutions and exceptional customer service.This role is part of our...

Madison Pearl is a leading digital banking group in Hong Kong.We are seeking an experienced Chief Compliance Officer to lead our compliance department and enhance our financial crime compliance procedures.You will be responsible for formulating and implementing our overall compliance strategy, providing advice and counsel to senior management on material...

About the RoleWe are looking for a highly skilled Regulatory Compliance Specialist to join our team at The Bank of East Asia, Limited (BEA). As a key member of our Securities Services Department, you will play a crucial role in ensuring our operations comply with relevant laws and regulations.Responsibilities:Conduct regular reviews of our procedures and...

About the RoleThis is an exciting opportunity to join our team as an Environmental Risk Manager, where you will play a critical role in shaping our approach to environmental and social risk management. As a key member of our ESR Team, you will be responsible for collaborating with our Local Risk & Compliance teams to ensure compliance with the group ESR...

Compliance Officer (Secondary Markets Compliance)Reporting to the Head of Secondary Markets Compliance, the right incumbent will be responsible for providing compliance coverage to the CICC group of companies (the "Firm") for its Equities, FICC and Wealth Management business activities conducted from Hong Kong, with a focus on the sales and trading business...

About Projob21 Ltd.We are a leading pure play international private bank and asset management group hiring over 5000 employees across the globe.Job Summary:We are seeking a highly experienced KYC Compliance AVP to join our team in the Global Private Bank department.Key Responsibilities:Conducting KYC due diligence and account opening approval...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

Job Description:The Bank of China is seeking a highly skilled Compliance Specialist to join our Corporate Credit Management Centre. As a key member of our team, you will be responsible for implementing and conducting Know Your Customer (KYC) due diligence processes for onboarding customers, as well as providing periodic and ad-hoc reviews.You will monitor...

Our ClientEuropean Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.Job DutiesPerform annual risk assessment to identify key risk areas that need to be monitored.Report to North Asia Head of...

Role OverviewWe are looking for a skilled Regulatory Compliance Expert to fill the position of North Asia Regulatory & Product Compliance Director. As a key member of our leadership team, you will develop and implement regulatory strategies to drive business growth while maintaining compliance.Main ResponsibilitiesSupervise a team of subordinates in...

Compliance Officer, Compliance page is loaded Compliance Officer, Compliance Apply locations Hong Kong time type Full time posted on Posted 30+ Days Ago job requisition id JR000951 Position Description The AML Compliance Officer will be part of the Financial Crime Compliance team in CLSA, reporting into Regional Head of Financial Crime Compliance. The AML...

We are looking for a skilled Transaction Review and Compliance Officer to join our client's team at Wings Recruitment Partners Limited.About the RoleThe successful candidate will have experience in reviewing and checking inward and outward transactions, handling ad-hoc projects, and ensuring compliance with AML guidelines.ResponsibilitiesReview and check...

Job Description:We are seeking a highly skilled Process Management professional to join our team in London. As a key member of our Compliance department, you will play a crucial role in ensuring the effective management of risk and compliance across our corporate banking operations.