Transaction Review and Compliance Officer

The role is under Financial Crime Compliance – Client Review Team (FCC CRT). FCC CRT is responsible for ensuring that all client relationships and their accounts comply with internal policies & procedures, regulatory requirements and industry standards. This role involves conducting thorough reviews of client CDD profile and transactions, identifying...

Our Ideal CandidateWe are seeking a highly skilled and experienced professional to join our team as a Client Approval Specialist. The ideal candidate will have a strong background in compliance and risk management, with experience in reviewing and approving client account documents. Excellent analytical and communication skills are essential for this role,...

About Dah Sing Financial Group The group is a leading financial services provider in Hong Kong, offering banking, insurance, and related services through its extensive network of over 70 branches. Our core values are built on caring, teamwork, and progressiveness. We foster an inclusive environment where individuals can grow and thrive, leveraging their...

Compliance Review CoordinatorThis is a fantastic opportunity to join our team as a Compliance Review Coordinator. The successful candidate will be responsible for coordinating and conducting regular compliance reviews to ensure adherence to regulatory requirements.Key Responsibilities:Coordinate and conduct regular compliance reviews.Assist in the...

Position Overview: We are seeking a dedicated Compliance Officer/Manager to join our Legal and Compliance (L&C) team. The successful candidate will play a crucial role in ensuring our firm adheres to all regulatory requirements and maintains the highest standards of compliance. Key Responsibilities:Compliance Reviews & Monitoring: Conduct compliance reviews...

Accounting and Compliance Officer:Finance & Admin AssociateWe are seeking an experienced Accounting and Compliance Officer to join our team. This role is responsible for managing the financial aspects of our business, including accounting, tax filing, business registration, and application for government grants and subsidies.Responsibilities:Manage financial...

Working with UsAs a key member of our transaction team, you will be responsible for providing expert legal advice on complex transactions.ResponsibilitiesCollaborate with the North Asia Regional Head of Legal Counsel to develop strategies for deal execution.Develop and maintain a robust transactional knowledge management framework, aligning with corporate...

Job DescriptionThe Bank of Communications Co., Ltd. London Branch is looking for a Compliance Officer - Financial Crime to join its Financial Crime Compliance team. The successful candidate will be responsible for developing and monitoring AML operations related issues, investigating alert-triggered cases, and preparing Suspicious Transaction Reports.Key...

Compliance Officer - KYC and Sanctions ComplianceHong Kong, Hong Kong | Posted on 06/02/2025Job DescriptionWorking with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers.As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other is...

Financial Analyst Job Summary:We are seeking a skilled and detail-oriented Financial Analyst to join our team at CLSA. As a key member of our finance department, you will be responsible for reviewing and validating financial transactions, communicating with internal stakeholders, and assisting in financial analysis and reporting.Responsibilities:Review and...

In this role, you will contribute to ensuring that the Bank of Singapore's client relationships and accounts are compliant with regulatory requirements and industry standards.You will conduct reviews of client CDD profiles and transactions, identify potential risks and implement corrective actions.Responsibilities:Review client profiles to ensure that all...

Role Overview:As a Transaction Monitoring Officer at Amber Group, you will play a critical role in ensuring the integrity of our financial systems by detecting and investigating potential instances of financial crimes. This involves utilizing specialized software systems and established processes to identify suspicious activities and transactions.To excel in...

About the JobWe are looking for a highly skilled AML Compliance Officer to join our team at ACCA Careers.Responsibilities include conducting daily Transactions Monitoring and Name Screening reviews, analyzing data to identify potential threats, and working closely with colleagues to implement effective solutions.You will also conduct meta research and...

Senior Manager, Team Leader--AML, Legal & ComplianceChina Taiping Life (Hong Kong) seeks an experienced Senior Manager to lead our Anti-Money Laundering (AML) and Counter-Terrorism Financing (CFT) efforts.We are looking for a seasoned professional with expertise in AML/CFT controls and risk assessment.You will be responsible for reviewing Enhanced Due...

Risk Management Specialist - Senior FCC Customer Review ManagerThis is an exciting opportunity to join our team and contribute to our efforts in managing risks and ensuring regulatory compliance.Main Responsibilities:Assist the Section Head in overseeing daily operations and ensuring compliance with external and internal policies.Update operation manuals to...

About Bank of China (Hong Kong) LimitedWe are a leading financial institution committed to providing exceptional service and innovative solutions to our customers.Job DescriptionFinancial Transaction Manager RoleThe ideal candidate will possess strong analytical skills, excellent communication abilities, and the ability to work effectively in a fast-paced...

As a Compliance Officer for Financial Crime at DBS Bank, you will play a critical role in ensuring the bank's interests are protected and its reputation is upheld. Your responsibilities will include overseeing the Transaction Surveillance Unit, Investigations, Card Authorization & Fraud Detection, and Physical Security function within the Financial Crime &...

Job SummaryWe are seeking a Senior Compliance Officer to join our team at Harbridge Partners. The ideal candidate will have experience in AML compliance, preferably with trade surveillance experience, audit or related field in the financial services sector or with regulatory authorities.Main Responsibilities:Manage and lead a team in covering and managing...

Job OverviewProjob21 Ltd. is a leading player in the Global Risk Management Industry with an AA-Credit Rating.Key ResponsibilitiesWork closely with the North Asia Regional Head of Legal Counsel to provide strategic legal guidance & advisory support on complex transactions.Play a pivotal role in the transaction team, ensuring seamless execution of deals from...

Position Overview:Larson Maddox is seeking a dedicated Compliance Officer/Manager to join its Legal and Compliance team.Key ResponsibilitiesConduct compliance reviews and ongoing monitoring of investment guidelines, including forensic transaction testing to detect unusual patterns or trading activities.Assist with regulatory compliance tasks such as...