Compliance Associate for Financial Services

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Danos Group Full time
Job Overview

The Danos Group is seeking a highly skilled Compliance Associate to join our team in Fund Management. This role is ideal for individuals with experience in regulatory matters and a strong understanding of financial services regulations.

Key Responsibilities:

  • We are looking for an individual to assist with regulatory matters, including licensing applications and notifications to the relevant authorities.
  • Foster professional relationships with clients and contacts through regular and open communication.
  • Stay up-to-date with regulatory developments and understand how client activities may be impacted.

Requirements:

  • Extensive knowledge and experience of SFC and HKMA rules and regulations, as well as an understanding of the SFC's policies and procedures.
  • An entrepreneurial mindset and 'can-do' attitude.
  • A minimum of 2 years of good compliance-related experience gained at a financial institution, legal practice, consultancy, or the regulator.

Compensation and Benefits:

The estimated salary range for this position is HK$60,000 - HK$80,000 per annum, depending on qualifications and experience. Additionally, we offer a comprehensive benefits package that includes medical insurance, retirement plan, and opportunities for professional development.



  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Group The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China.Culture & Values:We embrace a culture that creates a sense of pride in achieving something beyond just a job.We...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Job OverviewWe are seeking a highly skilled Financial Services Associate to join our team in Hong Kong. As a key member of our UHNW Taiwan Team, you will be responsible for providing exceptional service support to clients and prospects.Key Responsibilities:Provide complete service support to clients, including solving complex inquiriesAssist Bankers with...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    About Aptitude AsiaAptitude Asia is a leading provider of regulatory compliance services to the financial industry.Job Title: Compliance Expert for Financial InstitutionsSalary: HK$120,000 - HK$180,000 per annumJob OverviewThe Associate Director, Compliance Services will be responsible for managing day-to-day compliance operations for a diverse portfolio of...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    About CitiCiti is a leading global financial services company with a rich history of over 200 years. Our unparalleled global network enables us to provide a broad range of financial services and products to our clients, helping them meet their biggest opportunities and face the world's toughest challenges.Job OverviewWe are currently seeking a highly skilled...


  • Hong Kong, Central and Western District, Hong Kong SAR China TalentQuest HR Limited Full time

    We are seeking a seasoned Compliance professional to join our team at TalentQuest HR Limited as the Compliance Lead, Financial Services. In this pivotal role, you will be responsible for overseeing compliance functions across various business units, ensuring seamless adherence to regulatory standards.Key ResponsibilitiesMIC and MLRO Oversight: Manage the...


  • Hong Kong, Central and Western District, Hong Kong SAR China QHire Ltd Full time

    Job DescriptionWe are seeking a Compliance Associate/AVP at QHire Ltd to join our team.Draft and revise compliance manuals and various other policies, ensuring alignment with regulatory requirements;Advise on company-related affairs to ensure compliance with regulatory requirements;Handle SFC inquiry responses and follow up on implementation;Responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Valuable Capital Limited Full time

    About UsValuable Capital Limited is a leading financial institution committed to delivering exceptional services to our clients.Job SummaryWe are seeking a highly skilled Senior Compliance Officer to join our team. This role will be responsible for developing, implementing, and maintaining our compliance program to ensure daily operations comply with Hong...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi, a leading global bank, is seeking a highly skilled Associate Banker to join our team in Hong Kong. As a key member of our UHNW Taiwan Team, you will be responsible for providing exceptional client service, supporting the Banker in day-to-day activities, and contributing to the growth of our private banking business.About CitiCiti has been serving...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Group, a leading financial services group in Hong Kong, we offer banking, insurance, and other related services through our growing network of over 70 branches in Hong Kong, Macau, and Mainland China. Our Culture: We value caring, teamwork, and progressiveness, recognizing that everyone is unique in talent but alike in growth capacity. Our...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that every...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering banking and insurance services through its extensive network of over 70 branches across the region.We foster an environment built on caring, teamwork, and progressiveness. We recognize that each individual brings unique talents and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing GroupWe are a leading financial services group in Hong Kong, offering a range of services through our network of over 70 branches. Our core values are caring, teamwork, and progressiveness. We recognize the unique strengths of each individual and strive to create an environment where you can grow and thrive.Main Responsibilities:Our team...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupWe are a leading financial services group in Hong Kong, offering a wide range of banking and insurance services through our extensive network of over 70 branches across the region. Our core values are built around caring, teamwork, and progressiveness.Job Purpose:The successful candidate will play a key role in ensuring that our...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing GroupAs a leading financial services group in Hong Kong, Macau and Mainland China, we offer a wide range of banking, insurance, and other financial services through our extensive network of over 70 branches. Our core values are centered around caring, teamwork, and progressiveness.We foster an inclusive environment where every individual is...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong offering banking, insurance, and other related services through its extensive network of branches in Hong Kong, Macau, and Mainland China.Our core values are built around caring, teamwork, and progressiveness. We believe that everyone is unique and...


  • Hong Kong, Central and Western District, Hong Kong SAR China QHire Ltd Full time

    Job Description:About UsQHire Ltd is a leading financial services company that requires a skilled compliance specialist to join our team.Job SummaryWe are seeking an experienced Compliance Associate/AVP who will be responsible for ensuring the company's compliance with regulatory requirements. The successful candidate will have a minimum of 3 years'...


  • Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time

    Citi, a global leader in financial services, is seeking a skilled Financial Services Professional to join its team in Hong Kong. This role is an exciting opportunity to work in the field of credit underwriting, where you will be responsible for evaluating and managing risk associated with consumer loans.As a Financial Services Professional, you will play a...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

    Job Overview:We are seeking a highly motivated Regulatory Compliance Associate to join our team at Hong Kong Exchanges and Clearing Limited. This is an exciting opportunity for a qualified individual to work in a dynamic and fast-paced environment, assisting in the processing of listed issuers' matters, monitoring their activities, and providing accounting,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Moody's Full time

    Job Title: Risk Management Associate - APAC Compliance">Moody's is a global leader in integrated risk assessment, empowering organizations to make informed decisions. We are seeking a highly skilled Risk Management Associate to join our APAC Compliance team.Job Summary:The Risk Management Associate will play a crucial role in supporting the Global Compliance...


  • Hong Kong, Central and Western District, Hong Kong SAR China MRA Search Full time

    About MRA SearchMRA Search is a leading recruitment agency specializing in the placement of professionals within the financial services sector.