Compliance Specialist for Financial Institutions

About Aptitude AsiaAptitude Asia is a leading provider of regulatory compliance services to the financial industry.Job Title: Compliance Expert for Financial InstitutionsSalary: HK$120,000 - HK$180,000 per annumJob OverviewThe Associate Director, Compliance Services will be responsible for managing day-to-day compliance operations for a diverse portfolio of...

Job SummaryWe are seeking a highly experienced Regulatory Compliance Specialist to join our team at Global Executive Consultants Ltd. in Hong Kong.About the RoleThe successful candidate will be responsible for overseeing general compliance for Type 1, 4, and 9 licenses, ensuring daily operations comply with Hong Kong SFC and/or other regulatory requirements,...

We are seeking a high-caliber Regulatory Compliance Specialist to join our team at Global Executive Consultants Ltd.Job DescriptionThe successful candidate will be responsible for overseeing general compliance for Type 1, 4, and 9 licenses, ensuring daily operations comply with Hong Kong SFC and/or other regulatory requirements. This includes handling...

We are seeking an experienced Financial Crime Compliance Specialist to join our team at ZA in the Banking sector. This role is a full-time opportunity that offers a competitive salary, benefits, and opportunities for growth and development.About the RoleThe Financial Crime Compliance Specialist will be responsible for conducting transaction monitoring and...

Job Title: IT Operations Specialist - Financial InstitutionFargo Wealth Group Limited is seeking a skilled IT Operations Specialist to join our team in Hong Kong. As an IT Operations Specialist, you will play a vital role in managing the entire group's IT operations, ensuring seamless functionality and optimal performance.Company Overview:Fargo Wealth Group...

Job Summary">We are seeking an experienced Compliance Manager to join our team at Frontier Financial Group. In this role, you will be responsible for developing and implementing compliance frameworks that ensure our company policies and regulations are met.">Responsibilities:">">Develop and implement a comprehensive compliance framework that aligns with...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services group in Hong Kong, offering banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. Our core values are centered around caring, teamwork, and progressiveness. We recognize that every...

**Job Overview**We are seeking a highly skilled Market Abuse Specialist to join our team at a prominent global financial institution. This is an excellent opportunity for a motivated professional to contribute to the prevention and detection of market abuse, ensuring compliance with regulatory requirements.**About Us**Our client, a leading player in the...

Job SummaryWe are seeking a highly skilled Regional IT Support Specialist to join our team at Projob21 Ltd. in Global Financial Institution. The successful candidate will be responsible for providing exceptional IT support to our North Asia Branches with over 500 users.

At Citi, we have a rich history of providing innovative financial services and products to our clients. With over 200 years of experience, we've established an unparalleled global network that connects millions of people across hundreds of cities and countries every day.We provide a broad range of financial services and products to our clients - whether they...

Job Description:We are seeking a seasoned Compliance Vice President to join our team at JH Partners Asia Company Limited. In this role, you will be responsible for ensuring the organization's policies and procedures align with regulatory requirements.About the Role:Evaluate organizational policies and procedures to ensure alignment with regulatory...

Job DescriptionWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Be Myjob Company Limited.Company OverviewBe Myjob Company Limited is a leading financial institution dedicated to providing exceptional services to our clients. Our company prides itself on its commitment to excellence, innovation, and customer...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

Larson Maddox seeks a skilled Financial Markets Regulatory Compliance Specialist to ensure the company's equities trading activities adhere to regulatory standards and internal policies.Key Responsibilities:Conduct comprehensive monitoring and testing of equities trading activities to prevent market abuse and irregularities.Perform trade surveillance to...

Job Title: Financial Crime Compliance Specialist - Transaction Monitoring & Sanction ExpertAbout the Role:As a key member of our Financial Crime Compliance Department, you will play a vital role in maintaining the Bank's Anti-Money Laundering (AML) policies and procedures. Your expertise in transaction monitoring and sanction management will help us...

Aptitude Asia seeks an experienced Compliance Specialist to lead day-to-day operations for a diverse portfolio of licensed entities.">Manage compliance projects, ensuring timely completion and adherence to regulatory requirements.Provide expert guidance on complex regulatory matters, particularly related to licensing and regulatory inquiries.Serve as subject...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services company in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China. Our core values are built around caring, teamwork, and progressiveness. We believe that every...

At Larson Maddox, we are seeking an experienced Financial Compliance Specialist to join our Onboarding team. This role is responsible for conducting thorough due diligence on high-net-worth clients, ensuring compliance with all relevant regulations and internal policies.Key ResponsibilitiesPerform comprehensive due diligence on new and existing clients,...

About Mizuho Bank, Ltd.Mizuho Bank, Ltd. is a leading financial institution with a strong presence in the Hong Kong market. Our global connection and workforce of over 600 staff enable us to provide comprehensive corporate banking services to our clients worldwide.Our TeamThe Operations Planning Section plays a crucial role in providing operations...

Company Overview">Unicorn Advisor (HK) Limited is a leading financial services company that provides expert advice to clients in the Asia-Pacific region.">Job Summary">We are seeking an experienced Senior Financial Markets Compliance Specialist to join our team. The successful candidate will be responsible for ensuring compliance with all relevant...