Market Abuse Specialist
2 weeks ago
**Job Overview**
We are seeking a highly skilled Market Abuse Specialist to join our team at a prominent global financial institution. This is an excellent opportunity for a motivated professional to contribute to the prevention and detection of market abuse, ensuring compliance with regulatory requirements.
**About Us**
Our client, a leading player in the financial industry, offers a dynamic and challenging work environment that fosters growth and development. With a strong commitment to excellence, we strive to provide innovative solutions to complex problems, driving success in an ever-evolving market landscape.
**Job Responsibilities**
- **Analyze Client Behavior**: Conduct thorough analysis of client trading activities to identify potential signs of abusive or manipulative practices, adhering to regulatory guidelines.
- **Gather Essential Information**: Collect relevant data from clients and exchanges to ensure accurate assessments of trading activities.
- **Report Potential Incidents**: Document and report all potential market abuse incidents to the Compliance team, providing detailed information and analysis to inform corrective measures.
- **Contribute to Management Reports**: Assist in preparing management reports on client activity tracking, statistical data, and conducted analyses and actions.
- **Monitor Risk Controls**: Identify weaknesses in risk controls related to business operations and propose effective solutions to mitigate these risks.
- **Provide Regular Reports**: Deliver regular reports required by the business line and Risk Control functions, ensuring timely communication and updates.
**Requirements**
- **Compliance Experience**: Minimum 2 years of experience in the compliance industry, with hands-on experience in Trade/Market Surveillance.
- **Market Surveillance Expertise**: Proven experience with Market Surveillance systems, including EQD, stock connect, and SMARTS.
- **Regulatory Knowledge**: In-depth understanding of SFC rules and regulations.
- **Language Skills**: Fluency in English and Chinese.
**Compensation and Benefits**
Our client offers an attractive remuneration package, reflecting the skills and qualifications required for this role. If you are a motivated professional looking to take your career to the next level, please submit your application.
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