Market Abuse Specialist

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

**Job Overview**

We are seeking a highly skilled Market Abuse Specialist to join our team at a prominent global financial institution. This is an excellent opportunity for a motivated professional to contribute to the prevention and detection of market abuse, ensuring compliance with regulatory requirements.

**About Us**

Our client, a leading player in the financial industry, offers a dynamic and challenging work environment that fosters growth and development. With a strong commitment to excellence, we strive to provide innovative solutions to complex problems, driving success in an ever-evolving market landscape.

**Job Responsibilities**

  • **Analyze Client Behavior**: Conduct thorough analysis of client trading activities to identify potential signs of abusive or manipulative practices, adhering to regulatory guidelines.
  • **Gather Essential Information**: Collect relevant data from clients and exchanges to ensure accurate assessments of trading activities.
  • **Report Potential Incidents**: Document and report all potential market abuse incidents to the Compliance team, providing detailed information and analysis to inform corrective measures.
  • **Contribute to Management Reports**: Assist in preparing management reports on client activity tracking, statistical data, and conducted analyses and actions.
  • **Monitor Risk Controls**: Identify weaknesses in risk controls related to business operations and propose effective solutions to mitigate these risks.
  • **Provide Regular Reports**: Deliver regular reports required by the business line and Risk Control functions, ensuring timely communication and updates.

**Requirements**

  • **Compliance Experience**: Minimum 2 years of experience in the compliance industry, with hands-on experience in Trade/Market Surveillance.
  • **Market Surveillance Expertise**: Proven experience with Market Surveillance systems, including EQD, stock connect, and SMARTS.
  • **Regulatory Knowledge**: In-depth understanding of SFC rules and regulations.
  • **Language Skills**: Fluency in English and Chinese.

**Compensation and Benefits**

Our client offers an attractive remuneration package, reflecting the skills and qualifications required for this role. If you are a motivated professional looking to take your career to the next level, please submit your application.



  • Hong Kong, Central and Western District, Hong Kong SAR China PFCC Group Limited Full time

    **Job Overview:**PFC Group Limited is seeking a highly skilled and experienced Senior Market Integrity Specialist to join our team in Hong Kong. This role will play a critical part in ensuring the integrity of our markets by identifying and mitigating potential risks.**Salary:** HKD 60,000 - 80,000 per month (dependent on experience)**Key Responsibilities:We...


  • Hong Kong, Central and Western District, Hong Kong SAR China Gravitas Recruitment Group Full time

    **Job Summary:**We are seeking a skilled Financial Surveillance Specialist to join our team at Gravitas Recruitment Group. As a key member of our team, you will play a crucial role in detecting and preventing market abuse, ensuring the integrity of our financial systems.**About the Role:This is an exciting opportunity for a motivated and experienced...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Job Title: Market Development SpecialistWe are seeking a high-caliber Market Development Specialist to join our team at Global Executive Consultants Ltd.


  • Hong Kong, Central and Western District, Hong Kong SAR China Ecrent Full time

    Job Title: Digital Marketing SpecialistAbout EcrentEcrent is a dynamic company looking for a skilled Digital Marketing Specialist to join our team. As a Digital Marketing Specialist, you will be responsible for developing and managing all online customer touch-points, including websites and social media platforms. Your role will involve initiating and...

  • Health Finance Leader

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Manulife Full time

    Job Title: Health Finance Leader - Asia MarketWe are seeking a seasoned professional to lead our health finance initiatives in the Asia market. As a key member of our team, you will be responsible for driving business growth and improving financial performance through data-driven decision making.About UsManulife Financial Corporation is a leading...


  • Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full time

    About the OpportunityWe're seeking a talented and driven individual to join our Sales and Trading team as a Financial Markets Specialist. In this role, you'll work closely with our experienced Sales people and Sales-Traders to learn the intricacies of client relationships and financial markets.As a Financial Markets Specialist, you'll be responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China HKT Full time

    Market Insights Specialist RoleAt HKT, we are seeking a highly skilled Market Insights Specialist to join our Marketing Data Analytic Team. The successful candidate will be responsible for providing high-quality insights and facilitating decision-making processes on the business side through data mining and analysis.The key responsibilities of this role...


  • Hong Kong, Central and Western District, Hong Kong SAR China Classy Wheeler Limited Full time

    Job Title: Marketing Analytics SpecialistAt Classy Wheeler Limited, we are seeking a skilled Marketing Analytics Specialist to join our team. As a key member of our marketing department, you will play a vital role in driving business growth and making data-driven decisions.About the Role:This is an exciting opportunity for a motivated individual with a...


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    About Your RoleAs a Marketing Operations Specialist, you will support the company's Marketing Manager in developing and executing comprehensive marketing strategies to drive brand awareness, customer engagement, and sales. You will collaborate with cross-functional teams to create integrated marketing campaigns that elevate the company experience.Your Key...

  • Marketing Specialist

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China Bosch Full time

    Job SummaryWe are seeking a highly skilled Marketing Specialist to join our team at Robert Bosch Company Limited. The successful candidate will be responsible for implementing new product launch plans, managing marketing events, and supporting sales activities.Key ResponsibilitiesDevelop and execute marketing strategies to promote our products and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Third Bridge Full time

    Job OverviewWe are seeking an experienced Market Research Specialist to join our team in Hong Kong or remotely from Japan. As a key member of our research team, you will be responsible for conducting market research and analysis to identify trends and opportunities in the Pan-Asia region.About UsThird Bridge is a leading provider of alternative investment...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Job OverviewWe are seeking a highly skilled Capital Markets Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our Investor Relations department, you will be responsible for assisting in the development and implementation of strategies to enhance investor relations.


  • Hong Kong, Central and Western District, Hong Kong SAR China Cathay Pacific Airways Limited Full time

    Job OverviewCathay Pacific Airways Limited is seeking a highly skilled Cabin Crew Well-being and Attendance Specialist to join our team. This role will play a critical part in supporting the well-being of our cabin crew members, ensuring their prompt return to work after health-related issues.About the RoleWe are looking for an experienced professional with...


  • Hong Kong, Central and Western District, Hong Kong SAR China Société Générale Assurances Full time

    About the RoleSociete Generale is seeking a skilled Financial Markets Specialist to join our team in Hong Kong. As a key member of our Exotic Derivatives group, you will be responsible for providing high-quality service to our clients and contributing to the growth of our business in Asia.


  • Hong Kong, Central and Western District, Hong Kong SAR China Jane Street Full time

    We are seeking a highly motivated and analytical individual to join our Sales and Trading team as a Financial Markets Specialist. This internship is an excellent opportunity for students to gain hands-on experience in financial markets, develop their client relationship skills, and learn from experienced professionals.About the ProgramOur program focuses on...


  • Hong Kong, Central and Western District, Hong Kong SAR China ING Full time

    Company Overview:ING is a leading global financial institution with a presence in over 40 countries.We are seeking an experienced Market Finance Specialist to join our team in Hong Kong.Salary: The estimated salary for this role is HKD 700,000 - HKD 1,200,000 per annum.Job Description:The Market Finance Specialist will be responsible for assisting the senior...


  • Hong Kong, Central and Western District, Hong Kong SAR China Haitong International Securities Group Limited Full time

    About the RoleHaitong International Securities Group Limited is seeking a Senior Debt Markets Specialist to join our team. This is an exciting opportunity for experienced professionals to take on new challenges and contribute to the growth of our business.Job DescriptionThe Senior Debt Markets Specialist will be responsible for performing debt capital...


  • Hong Kong, Central and Western District, Hong Kong SAR China MatchTalent Limited Full time

    At MatchTalent Limited, we are seeking a highly skilled Bond Market Compliance Specialist to join our team. This is an exciting opportunity for an experienced compliance professional to play a critical role in ensuring the integrity of our bond trading and investment operations.About the RoleThe Bond Market Compliance Specialist will be responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Job Title: Strategic Equity Markets SpecialistAbout the Role:We are seeking a high-caliber professional to fill the position of Strategic Equity Markets Specialist at Global Executive Consultants Ltd.Key Responsibilities:Assist in executing equity capital markets transactions, including IPOs, pre-IPO investments, and fundraising initiatives.Provide liaison...


  • Hong Kong, Central and Western District, Hong Kong SAR China SAP Full time

    We help the world run betterAt SAP, we're committed to building a workplace that fosters innovation, collaboration, and growth. As a Marketing Execution Specialist, you'll play a key role in helping us achieve our goals.Key Responsibilities:Closely work with cross-functional teams to identify market opportunities and develop marketing strategies that drive...