Prudential Compliance Leader

3 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

Company Overview

Prudential plc is a leading financial services group with a long history of delivering value to customers, employees, and shareholders. Our purpose is to be partners for every life and protectors for every future.

We strive to create a culture that values diversity, promotes inclusion, and supports the growth and development of our people. We provide a platform for our employees to do their best work and make an impact on the business.

This role will support the Company's success by overseeing compliance to applicable laws, regulatory requirements, policies, and procedures. As the Compliance leader and subject matter expert, the Chief Compliance Officer will report into the Chief Risk Officer to establish standards and implement procedures to ensure compliance programs are effective in identifying, preventing, detecting, and correcting non-compliance with applicable laws and regulations.

Job Description

The Chief Compliance Officer will be responsible for leading the Compliance & Business Conducts functions and participating in various committees to ensure best compliance practices across the organisation and adherence to global framework. This includes developing and maintaining effective relationships with regulatory bodies, fostering a strong compliance culture through oversight of training initiatives, and ensuring business is managed within the frameworks set by applicable internal and external regulations/guidelines.

Key Responsibilities

  • Lead the Compliance & Business Conducts functions and participate in various committees to ensure best compliance practices across the organisation and adherence to global framework.
  • Develop and maintain effective relationships with regulatory bodies to help foster mutual trust, respect, and understanding, including lobbying and advice to assist in the development of regulation.
  • Foster and ensure a strong compliance culture through oversight of training initiatives, establishment of policy and standards, providing compliance approvals, and undertaking necessary monitoring and review activities.
  • Ensure business is managed within the frameworks set by applicable internal and external regulations/guidelines by providing advice and support to CEO and Management team.
  • Protect the Company against any potential/perceived threats associated with Anti Bribery and Corruption and Anti Money Laundering.
  • Oversight of compliance reports to Group Compliance, including escalation of issues to senior management and relevant committees.

Requirements

  • University degree holder in Business, Law, Commerce or similar subject.
  • Minimum 15 years' experience supporting Compliance function.
  • Solid understanding of the regulatory environment within the insurance industry.
  • Strong communication and interpersonal skills, including presentation capabilities.
  • Proven negotiation and influencing skills.
  • Demonstrated management experience within a sizable Compliance team.
  • Flexibility to operate successfully in a rapidly changing environment.
  • Ability to translate policies into practical actions.
  • Fluency in written and spoken English, Cantonese/Mandarin would also be useful.

Estimated Salary: £120,000 - £180,000 per annum



  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    {"Job Overview": "As the Chief Compliance Officer at Prudential plc, you will oversee compliance to applicable laws, regulatory requirements, policies and procedures. This role will provide assurance and advice to senior management on all compliance matters.", "Key Responsibilities": "Lead the Compliance & Business Conducts functions to ensure best...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential, we're committed to being partners for every life and protectors for every future. As part of our team, you'll be working towards our purpose by creating a culture of diversity and inclusion. This role is an exciting opportunity to provide company secretarial support to our Prudential business in Hong Kong.Key responsibilities...

  • Actuarial Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Prudential plc is committed to being a partner for every life and protector for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We provide a platform for our people to excel and make an impact, supporting their career ambitions. We pledge to make Prudential a place...

  • Actuarial Manager

    1 month ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Prudential's vision is to be a trusted partner for every life and a protector for every future. We foster a culture that celebrates diversity and ensures inclusion, benefiting our people, customers, and partners. Our platform empowers our employees to excel and make a meaningful impact on the business. We support their career aspirations and pledge to make...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to being partners for every life and protectors for every future. Our purpose drives everything we do, creating a culture of diversity and inclusion for our people, customers, and partners. We empower our employees to excel in their roles and make a meaningful impact on our business. This role will play a critical part in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Job OverviewPrudential plc is a leading life insurance company with a commitment to being partners for every life and protectors for every future. As a Strategic Actuarial Leader, you will play a key role in driving the success of our business by providing expert actuarial guidance on IFRS financial reporting and business planning.


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About PrudentialPrudential plc is a leading life insurance company that aims to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners.We provide a platform for our people to do their best work and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential, we strive to be partners for every life and protectors for every future. Our purpose guides everything we do by fostering a culture of diversity and inclusion for our people, customers, and partners.The performance management and actuarial support organization plays a vital role in managing performance and actuarial functions.Key...

  • Compliance Director

    3 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we're committed to creating a culture of inclusion and diversity, where our people can thrive and make a meaningful impact. Our purpose is to be partners for every life and protectors for every future. We're looking for a talented individual to join our team as a Compliance Director to support our Director, Distribution Compliance and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Company OverviewPrudential plc is a global life insurance company with operations in 27 countries. Our purpose is to be partners for every life and protectors for every future.SalaryThe estimated salary for this role is HKD 550,000 - HKD 650,000 per annum, depending on experience.Job DescriptionWe are seeking an Executive Director, Corporate Governance and...

  • Compliance Manager

    2 months ago


    Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we are committed to creating a culture of compliance and risk management that supports our business objectives. We are seeking a highly skilled Compliance Manager to join our team and contribute to the development and implementation of our compliance framework.The role will support the Director, Distribution Compliance and Monitoring in...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About Prudential plcWe are a global financial services leader, committed to making a positive impact on the lives of our customers. Our purpose is to be partners for every life and protectors for every future.Job SummaryAs a high-achieving professional, you will lead our distribution process and performance team, ensuring efficient and effective distribution...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    OverviewPrudential plc, a leading insurance and financial services company, is seeking a Senior Manager, Compliance to join its team. With a strong focus on compliance and risk management, this role will play a critical part in ensuring the organization's activities align with regulatory requirements and industry standards.About the RoleThe Senior Manager,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About the RoleWe are seeking a highly skilled Health Data and Analytics Leader to join our team at Prudential plc. This role is responsible for driving business growth through innovative pricing approaches, advanced analytics, and data-driven decision making.Job DescriptionAs a Senior Manager, Performance and Innovation, you will be part of our Health...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About the RolePrudential plc is seeking a talented and results-driven Digital Transformation Leader to join our Group office as an individual contributor. In this strategic role, you will play a key part in executing and delivering digital projects, enhancing digital platforms, and optimizing digital experiences and usability across our various Local...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    At Prudential plc, we strive to be partners for every life and protectors for every future. Our purpose fosters a culture of diversity, inclusion, and employee empowerment, allowing our people to thrive and make an impact on the business.This role involves overseeing financial performance analysis for a group or line of business unit within an organization....


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    About Prudential plcPrudential is a global financial services company that partners with its customers to achieve their long-term goals. Our purpose guides everything we do, fostering a culture of diversity, inclusion, and opportunity for all.We empower our employees to excel in their roles, providing the resources and support they need to drive business...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Prudential, a global life insurance company, seeks an experienced Strategic Operations Leader to drive customer excellence in our Customer Operations division. As a key member of the leadership team, you will play a vital role in shaping operational strategies and initiatives that deliver exceptional customer experiences.Job DescriptionThis senior-level...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Company OverviewPrudential plc, a global financial services leader, is committed to being partners for every life and protectors for every future. Our purpose fosters an inclusive culture that values diversity and empowers our people, customers, and partners to thrive.About the RoleWe seek a seasoned Transformation Lead to drive Group Transformation...


  • Hong Kong, Central and Western District, Hong Kong SAR China Prudential plc Full time

    Prudential plc, a renowned leader in the insurance sector, is seeking a highly skilled Risk Modelling and Innovation Lead to join their team. This role offers an exceptional opportunity for professionals with expertise in actuarial science and risk analysis to make a significant impact on the company's strategic decision-making processes.About PrudentialAs a...