Asset Management Regulatory Expert

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Pure Hong Kong Full time

About the Company

Pure Hong Kong is one of the largest asset managers in Asia Pacific, with a strong presence in HK. They offer excellent career opportunities and work-life balance to their employees.

The Role Overview

We are seeking a committed and motivated compliance professional to join our growing Compliance Team. As part of this team, you will report directly to the Regional Head of Compliance and be responsible for drafting and formulating investment compliance policies.

Key Responsibilities

  • Drafting and implementing investment compliance policies to ensure all investment restrictions for funds are appropriately documented and controlled.
  • Maintaining systems and conducting regular compliance monitoring.
  • Developing an investment compliance framework and policy that aligns with global standards.

Requirements

To be successful in this role, you should have a degree in Law or Accounting, with a professional qualification highly preferred. At least 6 years of experience in compliance, specifically in an asset manager setting, is required. You should also possess solid experience in regional compliance or investment compliance, as well as experience in liaising with local and regional regulators.

Desirable Skills and Qualifications

  • Excellent presentation and communication skills, with fluency in Cantonese and English.
  • Able to deal effectively with all levels of an organization.

Salary and Benefits

This position offers a competitive salary, estimated to be around $120,000-$150,000 per annum, depending on qualifications and experience. In addition to a comprehensive compensation package, we also provide excellent benefits, including health insurance, retirement plans, and generous paid time off.



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