Senior Regulatory Compliance Officer

Job Summary:OSL is looking for a seasoned Regulatory Compliance Officer to support its growing operations in Hong Kong / Singapore. The successful candidate will be responsible for implementing and managing compliance programs, advising senior management on regulatory matters, and collaborating with internal stakeholders to drive process improvements.Key...

Company OverviewCiti, one of the world's most global banks, is a leading financial services organization that provides consumers, corporations, governments and institutions with a broad range of financial products and services. Our mission is to serve as a trusted partner to our clients by safeguarding assets, mobilizing capital and extending innovative...

Regional Regulatory Compliance (AVP to VP) - Global Financial Institution in Hong Kong APAC Regulatory Compliance Officer (AVP to VP) - Global Financial Institution in Hong Kong We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset...

Key ResponsibilitiesPrepare compliance updates for stakeholders, including tracking information around incidents, interactions, and regulatory communications.Work closely with the Hong Kong and regional compliance officers to manage regulatory risk in line with the global Compliance framework.Design, implement, and manage processes that support the...

CLIENT BACKGROUND We are seeking a diligent and proactive Compliance Officer to join our team. The successful candidate will be responsible for overseeing general compliance activities, including staff dealing, SFC and head office reporting, KYC, and AML. This role requires a professional with a solid understanding of compliance regulations and familiarity...

**Job Description:**We are seeking a diligent and proactive Compliance professional to join Larson Maddox.The successful candidate will be responsible for ensuring our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business...

About BOCIAs a leading investment bank in the China and Hong Kong region, BOC International Holdings Limited is seeking a highly motivated professional to join our team.The RoleWe are looking for an experienced Compliance Officer to support our Head of Control Room in ensuring that all regulatory requirements are met. This includes developing and...

Job DescriptionThe RoleWe are seeking a highly experienced Regulatory Compliance Manager to join our team at Pure Hong Kong, responsible for providing compliance advice to our retail banking business, digital initiatives, and investment monitoring & surveillance.Your Key ResponsibilitiesProviding guidance on regulatory matters related to new products...

At Larson Maddox, we are seeking a seasoned Regulatory Compliance Professional to oversee our general compliance activities. The successful candidate will be responsible for ensuring adherence to regulatory requirements, including SFC reporting, KYC, and AML.The ideal candidate will have a solid understanding of compliance regulations and the ability to stay...

At IGNITE RECRUITMENT HONG KONG LIMITED, we are seeking a highly skilled Compliance Officer Lead to join our team.About the RoleThe Compliance Officer Lead will be responsible for managing a team of compliance professionals to oversee the Bank's Anti-Money Laundering (AML) and Compliance function.This includes:Acting as the s72B manager of the AML &...

Job OverviewHang Seng Bank Limited is a leading financial institution in Hong Kong, committed to service excellence and continually enhancing its performance for customers. We seek high-calibre talent to join our Risk and Compliance Division.About the RoleThe Head of Risk Steward Oversight will be responsible for ensuring that Hang Seng's operations...

At Pure Hong Kong, we are seeking a seasoned Regulatory Compliance Strategist to join our HK Compliance Team.About the RoleThis exciting opportunity will see you working closely with the Head of Compliance HK, providing expert compliance advice and guidance to our Global Investment Banking Business.You will be responsible for:Compliance advisory services for...

Job DescriptionFutu Securities International (Hong Kong) Limited is seeking a highly motivated Regulatory Compliance Specialist to join our team.About the RoleThis is an exciting opportunity for a compliance professional to take on a key role in ensuring the firm's adherence to regulatory requirements. As a Regulatory Compliance Specialist, you will be...

We are seeking a seasoned Senior Risk & Regulatory Compliance consultant to join our team in Hong Kong. As part of our Financial Services work stream, you will participate in projects with leading banks and institutions, conducting regulatory compliance reviews, internal control assessments, and providing risk management advisory services.With a strong...

Job DescriptionSinoPac Securities (Asia) Limited seeks a highly skilled Regulatory Compliance Specialist to join our team. The successful candidate will be responsible for ensuring the company's compliance with relevant laws, regulations, and internal policies.Key Responsibilities:Provide compliance advice and solutions to management and departments.Develop,...

Responsibilities:Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...

ResponsibilitiesProvide strategic guidance to businesses in the APAC region on regulatory matters, including conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.Serve as a subject matter expert on key Compliance risks for the APAC...

About the JobWe are seeking a highly skilled professional to join our Information Security Team as an IT Governance Specialist.The successful candidate will have a strong understanding of IT GRC (Governance, Risk, and Compliance) principles and be able to apply them in a dynamic environment.Key responsibilities will include developing and implementing IT...

About Pure Hong Kong:Pure Hong Kong is a leading financial institution dedicated to providing exceptional services to our clients.We are committed to upholding the highest standards of compliance and regulatory excellence.Job Description:The Compliance Specialist will be responsible for managing SFC licensing processes, ensuring all employees comply with...

About AIA International LimitedWe are dedicated to empowering our people to find their 'better' - in the work they do, the career they build, and the life they live. Our mission is to support even more people - including our own - to live Healthier, Longer, Better Lives.Job Description: Senior Legal CounselWe are seeking a highly experienced Senior Legal...