Financial Regulatory Expert
1 week ago
A reputable asset management company in Hong Kong is looking for a Senior Associate – VP to lead their regulatory compliance efforts.
The successful candidate will be responsible for:
- Providing regulatory compliance advisory to APAC businesses
- Developing and maintaining effective compliance programs
- Staying up-to-date with relevant rules and regulations
Applicants should have significant experience in regulatory compliance and a strong understanding of SFC type 1, 4, 9 rules and regulations. Chinese language skills are essential.
This is an exciting opportunity for experienced compliance professionals to join a dynamic team and contribute to the success of the company.
-
Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeAt Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...
-
Regulatory Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China ZA Full timeJob Description:ZA seeks a seasoned Regulatory Expert to drive compliance initiatives and ensure regulatory requirements are met.About the Role:This is a unique opportunity for a seasoned professional to provide guidance on compliance matters, review risk assessments, and develop effective solutions.You will work closely with stakeholders to implement...
-
Hong Kong, Central and Western District, Hong Kong SAR China Manulife Financial Full timeJob DescriptionAs a Data Platform Strategist and Governance Expert at Manulife Financial, you will play a pivotal role in shaping the company's data strategy and ensuring its effective execution.Key ResponsibilitiesData Strategy Development: Formulate and implement a comprehensive data strategy that aligns with Manulife Financial's business objectives,...
-
Hong Kong, Central and Western District, Hong Kong SAR China Larson Maddox Full timeJob Description:Larson Maddox is seeking a Regulatory Compliance Expert to join our team in Hong Kong or Shanghai. The ideal candidate will have expertise in trading compliance, particularly in A-shares, and the ability to provide expert advice to our trading business.Key Responsibilities:Ensure that all trading activities are conducted in compliance with...
-
Manager of Regulatory Affairs
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Well Link Financial Group Full timeWe are looking for a skilled Manager of Regulatory Affairs to join our team at Well Link Financial Group. The successful candidate will be responsible for managing our regulatory affairs, ensuring compliance with all regulatory requirements, and advising on legal matters. Key Responsibilities: Develop and implement regulatory affairs strategies, ensuring...
-
Financial Markets Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full timeJob Summary:We are seeking a seasoned Financial Markets Expert to join our team at China Construction Bank (Asia) Corporation Limited. As a key member of our treasury department, you will play a critical role in providing expert advice to clients on treasury products and services.About the Job:The successful candidate will be responsible for demonstrating...
-
Regulatory Reporting Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full timeConnecting Top Legal, Risk & Compliance FinTech Talents in the Payments SpaceOur client is seeking a Finance Lead to oversee regulatory finance for APAC entities.Develop and maintain robust financial policies aligned with regulatory standards.Ensure accurate and timely submission of regulatory reports.Oversee safeguarding controls and compliance with...
-
Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China EC1 Partners Full timeAt EC1 Partners, we are connecting top legal, risk and compliance professionals in the FinTech industry with leading companies.We are currently seeking a Finance Lead for our client in the payments space based in Hong Kong.Job Responsibilities:Develop and implement financial policies to ensure regulatory compliance across APAC entities.Manage safeguarding...
-
Global Markets Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeAshford Benjamin is seeking a highly skilled Global Markets Regulatory Compliance Expert to join their team. This role will be responsible for providing compliance advisory to global markets business, reviewing new business/proposal, monitoring regulatory changes, and overseeing related compliance projects.Candidates must have a minimum of 5 years of...
-
Financial Integrity Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full timeAre you a detail-oriented and analytical professional looking for a new challenge? Do you have a passion for compliance and regulatory affairs?DBS Bank is seeking a Financial Integrity Expert to join our Group Legal, Compliance & Secretariat team. In this role, you'll be responsible for:Monitoring and analyzing financial transactions to identify potential...
-
Regulatory Reporting Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China MUFG Full timeDiscover your opportunity with MUFG, one of the world's leading financial groups.We're 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. Our values include building long-term relationships, serving society, and fostering shared and sustainable growth for a better world.Our vision is to be the world's...
-
Financial Regulatory Reporting Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China PERSOLKELLY Full timeJob DescriptionWe are seeking a seasoned Financial Regulatory Reporting Specialist to join our team at PERSOLKELLY. As a key member of our team, you will be responsible for ensuring accurate and timely submission of regulatory reports to the relevant authorities.In this role, you will work closely with project teams to identify project needs and deliverables...
-
Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full time**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...
-
Asia Pacific Regulatory Compliance Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Accuray Asia Ltd Full timeAbout This RoleWe are looking for a highly experienced Regulatory Affairs Specialist to join our team in Asia Pacific.This role is responsible for preparing, submitting, and managing regulatory applications required for product market approvals in Asia Pacific.ResponsibilitiesSupport obtaining medical device pre-market regulatory approvals to ensure market...
-
Compliance Regulatory Expert
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Global Consultancy Full timeCompany OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...
-
Financial Compliance Expert
4 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Danos Group Full timeJob Summary:The Danos Group seeks a seasoned Financial Compliance Expert to ensure our clients' adherence to regulatory requirements.Key Functions:Expertise in Regulatory Compliance - Develop and implement effective compliance strategies.Training and Education - Deliver comprehensive training sessions on regulatory compliance best practices.Stakeholder...
-
Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeJob Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...
-
Regulatory Compliance Expert
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China ZA Full timeZA is a forward-thinking institution dedicated to providing top-notch financial services in Hong Kong. We are seeking an experienced Senior Manager/Manager, Regulatory Compliance to join our team and lead the charge on regulatory compliance.As a key member of our compliance department, you will be responsible for providing strategic guidance to our business...
-
Regulatory Compliance Specialist
2 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Ashford Benjamin Full timeSenior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...
-
Regulatory Compliance Expert
3 days ago
Hong Kong, Central and Western District, Hong Kong SAR China iCapital Full timeThe Perfect CandidateWe're looking for a highly experienced Compliance Officer who possesses a deep understanding of regulatory requirements and a proven track record of delivering results. You'll have:A minimum of 5 years of experience in compliance, business controls, operations, and regulatory experience with a financial entity regulated by SFC.Sufficient...