Compliance Oversight Specialist

About the RoleWe are seeking an experienced Vice President to join our team as a Compliance Oversight Specialist. In this role, you will be responsible for overseeing compliance risks in the Asia Pacific region and developing strategies to mitigate them.Key ResponsibilitiesDevelop and implement a comprehensive compliance risk assessment framework for the...

About the PositionThis is an exciting opportunity to join our team as an Investment Risk Oversight Specialist. In this role, you will play a critical part in our investment risk management process, supporting the identification, quantification, and monitoring of investment risks.You will be responsible for following up on risk limit breaches, communicating...

We are excited to offer an opportunity with a reputable financial institution who is looking to hire a Senior AML Compliance Specialist in Hong Kong. The role serves as a senior Anti-Money Laundering member for the APAC region, covering the full spectrum of AML work including providing AML/KYC advisory, investigation oversight, establishing AML/CFT policies,...

Job DescriptionThe Head of Regulatory Oversight in Asia will be responsible for defining and implementing a compliance surveillance and control setup on the perimeter under his responsibility and adapting it in line with Group norms and Compliance global strategy, and in respect of local regulations as well as global standards. The role will involve constant...

We are searching for a skilled Financial Crime Compliance specialist to join our Ashford Benjamin team in Hong Kong. As a senior AML professional, you will be responsible for providing high-level advice on AML/KYC matters, managing complex investigations, and establishing effective AML/CFT systems.This is a mid-senior level position requiring over 8 years of...

Job Description">Projob21 Ltd. is seeking an experienced Compliance Specialist to join our team in the role of KYC Compliance AVP, Global Private Bank.Key Responsibilities:Conducting Know Your Customer (KYC) due diligence and account opening approval processes;Managing regulatory reporting and handling client onboarding procedures;Supporting various...

Job Summary:We are seeking a highly skilled professional to join our capital markets compliance team as Senior Manager Regulatory Oversight. The successful candidate will have a deep understanding of regulatory environments and risks in the financial sector and experience in managing teams in a multicultural context.The role involves designing and...

About the RoleJoin our Regulatory Affairs team in Hong Kong as a Regulatory Affairs Specialist. You will play a critical role in ensuring that our company remains compliant with regulatory requirements and internal policies.Review and analyze new regulatory developments and maintain oversight of developments impacting business activities.Develop and maintain...

About UsAt Global Consultancy, we offer a unique opportunity for driven individuals to join our growing team as a Financial Services Compliance Specialist.We are established consultancy looking for professionals who can advise and support clients in the asset management and funds sector on regulatory compliance matters.As a Financial Services Compliance...

Company Overview:The Harvest Personnel Agency is seeking a highly skilled and experienced Financial Crimes Compliance Specialist to join our team. As part of the FCC team, this individual will report to the head of Legal and Compliance Department and be responsible for AML/FATCA/CRS regulatory compliance issues.Job Description:As a Financial Crimes...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

Ashford Benjamin is partnering with a reputable asset manager to support their Hong Kong team in compliance hiring. This exciting opportunity offers Compliance Specialists the chance to gain exposure in the APAC region, covering alternative investment funds.The role involves providing compliance advisory services to fund businesses, managing employee...

About the RoleWe are seeking a skilled professional to join our client's compliance team in Hong Kong. The ideal candidate will have a strong background in compliance, with experience in fund businesses and knowledge of relevant regulations.The role will involve:Providing regulatory advice to fund businessesManaging employee compliance mattersStaying...

We are looking for a highly experienced Compliance Risk Manager to join our team in Hong Kong. As a senior member of our compliance team, you will be responsible for managing and mitigating compliance risks associated with our financial services business across the APAC region.The ideal candidate will have a strong background in financial crime compliance,...

Job DescriptionWe are seeking an experienced Accounting Compliance Specialist to join our team at Standard Chartered. As a key member of our Private Banking division, you will play a critical role in ensuring the accuracy and compliance of client account documents.Main Responsibilities:- Review and verify client account documents for accuracy and...

Citi is a leading global bank that offers a wide range of financial services to individuals, corporations, and governments. As part of our commitment to excellence, we are seeking a highly skilled AML Compliance Risk Management Analyst to join our team in Hong Kong.This role is an exciting opportunity for a motivated and detail-oriented professional to work...

Job DescriptionCompliance SpecialistThis role is a key position within our organization, focused on ensuring compliance with regulatory requirements. The successful candidate will have expertise in managing SFC licensing processes for employees and overseeing Personal Account Dealing activities to prevent conflicts of interest and insider trading.The ideal...

Job SummaryWe are seeking a highly skilled Global Compliance Specialist to join our team at Tapestry, Inc. As a key member of our product compliance team, you will be responsible for ensuring that our products meet the necessary regulatory requirements.Key Responsibilities:Develop and implement comprehensive compliance strategies to ensure global product...

About the Position:We are looking for an experienced Investment Compliance Specialist to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in Asia Pacific comply with regulatory requirements and internal policies.Key Responsibilities:Develop and implement...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...