Compliance Professional

Global Consultancy is a renowned consultancy with a presence in Hong Kong, offering an opportunity for driven professionals to be part of a growing team.We are seeking an experienced professional to advise and support clients in the asset management and funds sector on regulatory compliance matters. Key responsibilities include assisting with licensing...

Job DescriptionAshford Benjamin is a leading provider of regulatory compliance services to the financial industry. We are currently seeking a highly experienced Compliance Advisory Professional to join our team.Provide regulatory compliance advisory services to our APAC businessesIdentify rules and regulation updates, and establish effective compliance...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

Job DescriptionThe Regulatory Compliance Professional will be responsible for assisting in updating policies and procedures to ensure compliance with all relevant rules and regulations. This includes participating in licensing applications for regulated virtual asset services, coordinating with key internal functions to identify gaps and drive projects to...

Are you a seasoned compliance professional looking for a new challenge? Do you have a passion for risk management and regulatory compliance? If so, we may have the perfect opportunity for you.About the RoleAs a Senior Compliance Officer at Stephenson Harwood LLP, you will be responsible for ensuring that our business operations are compliant with all...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Allianz Global Investors. As a key member of our Investment Compliance team, you will be responsible for ensuring that all our activities in the Asia Pacific offices satisfy all regulatory requirements within the Investment Compliance areas, as well as any other applicable...

Job Title: Senior Compliance Officer">Job Summary: We are seeking an experienced Senior Compliance Officer to join our team. As a Senior Compliance Officer, you will be responsible for ensuring that the firm's business operations comply with relevant laws and regulations. You will work closely with other departments to identify and mitigate risks, and...

Job DescriptionWe are seeking a highly skilled and experienced Compliance Associate to join our team at Amethyst Partners. As the business continues to grow, we need an individual who can provide compliance services to clients in the private equity fund industry.Key Responsibilities:Manage client portfolios to provide compliance servicesProvide KYC/AML,...

Private Equity Compliance Professional Job Summary:We are seeking a Private Equity Compliance Professional to join our team at Amethyst Partners. The successful candidate will have around 2-4 years of experience in AML/KYC or paralegal roles, with a Bachelor's degree and strong communication skills.The key responsibilities of this role include managing...

About Our Culture: Northern Trust is a company that values collaboration, innovation, and integrity. We strive to create a workplace where our employees feel valued, supported, and empowered to succeed.We believe in recognizing and rewarding excellence, and we offer a range of benefits and opportunities to help our employees grow and develop their...

We are looking for a mid-senior level professional to fill the role of Senior Compliance Consultant at Be Myjob Company Limited. The successful candidate will be responsible for providing support to the Deputy Head of Compliance in Hong Kong in managing all general compliance issues concerning SFC Type 9 regulated activities.The ideal candidate will have a...

Job DescriptionKey Responsibilities:Compliance Manual Development: Draft and revise compliance manuals, policies, and procedures to ensure adherence to regulatory requirements.Regulatory Compliance Advisory: Provide expert guidance on company-related matters to ensure compliance with relevant regulations and laws.Inquiry Response and Implementation: Handle...

Job Summary:We are seeking a highly skilled Compliance and Risk Management Professional to join our team in Asia Pacific. The successful candidate will be responsible for ensuring accurate and compliant reporting across sectors (Innovative Medicine and MedTech) and functions (Supply Chain, R&D).The ideal candidate will have a strong background in...

iCapital is revolutionizing the alternative investment marketplace through its cutting-edge financial technology platform. Our platform has transformed the way advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital has received numerous...

About UsDa Cheng International Asset Management Co. Ltd. is a leading asset management company, established in 2009 with a strong presence in the Hong Kong financial market.Job SummaryWe are seeking an experienced Global Regulatory Compliance Professional to join our team. As a key member of our compliance department, you will play a vital role in ensuring...

Job Summary:The Bank of China is seeking a seasoned Compliance Manager to join its Legal & Compliance and Operational Risk Management Department. As a key member of the team, you will be responsible for formulating annual compliance review plans, conducting regular thematic reviews, and coordinating regulatory self-assessments.About You:We are looking for a...

Key ResponsibilitiesAs a Regulatory Compliance specialist, you will play a key role in ensuring our Global Markets business remains compliant with regulatory requirements. Your main responsibilities will include:Providing expert advice on regulatory mattersReviewing new business proposals and initiativesMonitoring regulatory changes and updatesLiaising with...

Job Responsibilities">The successful candidate will be responsible for:">Working with project teams to identify project needs and deliverables in alignment with overall Group programme objectives.Performing regulatory reporting control assessments and enhancements, and preparing required documentation.Ensuring financial compliance with relevant regulatory...

Job DescriptionThe Senior Analyst, Global Transparency Reporting is a core member of the Health Care Compliance (HCC) Global Transparency Reporting (GTR) team in Asia Pacific, reporting to the Senior Manager, Global Transparency Reporting (ASPAC), HCC Global Operations.About the TeamThe team works closely with Regional GTR leadership to develop and execute a...

About the RoleCredit Risk and Compliance is an integral part of our business at TalentQuest HR Limited, and we are seeking a skilled Banking Specialist to join our team. In this role, you will be responsible for ensuring that our corporate/SME clients meet their Credit Due Diligence (CDD) obligations.ResponsibilitiesWe require a candidate who can effectively...