Compliance Governance Professional

1 week ago


Hong Kong, Central and Western District, Hong Kong SAR China QHire Ltd Full time
Job Description

Key Responsibilities:

  1. Compliance Manual Development: Draft and revise compliance manuals, policies, and procedures to ensure adherence to regulatory requirements.
  2. Regulatory Compliance Advisory: Provide expert guidance on company-related matters to ensure compliance with relevant regulations and laws.
  3. Inquiry Response and Implementation: Handle SFC inquiry responses and oversee the implementation of resulting actions.
  4. Anti-Money Laundering (AML) Work: Manage AML initiatives, conduct compliance reviews, and offer guidance on product promotion and sales.
  5. Policy Formulation and System Management: Assist in developing and maintaining compliance policies and systems.
  6. Licensed Corporation and Personnel Management: Oversee the management of licensed corporations, personnel licenses, employee training, and Compliance Protection Team (CPT) management.

Requirements:

  • A bachelor's degree holder with at least 3 years of experience in compliance roles within the financial services industry.
  • Proficiency in both English and Chinese languages.
  • The ability to work independently and be self-driven.


  • Hong Kong, Central and Western District, Hong Kong SAR China Links International Full time

    About the RoleThis is an exciting opportunity for a highly motivated IT Governance and Compliance Professional to join our team at Links International. As a key member of our team, you will be responsible for evaluating risk management, regulatory compliance processes, and internal control systems.Key Responsibilities:Prepare IT audit reports, present...


  • Hong Kong, Central and Western District, Hong Kong SAR China Rise Associates Asia Limited Full time

    About the Role:Rise Associates Asia Limited is seeking a highly skilled Compliance Governance Specialist to join our team.In this role, you will be responsible for supporting the creation and upkeep of internal compliances and governance policies, working closely with internal teams to ensure compliance adoption and adhesion.Key Responsibilities:Conduct...


  • Hong Kong, Central and Western District, Hong Kong SAR China Matrixport Official Full time

    About Matrixport OfficialEstablished in 2019, Matrixport is the leading provider of all-in-one crypto financial services. Our commitment to building an entry-grade ecosystem for the crypto space has led to the creation of a personalized super account that integrates various products and services, including crypto assets trading, investment, loan, custody,...


  • Hong Kong, Central and Western District, Hong Kong SAR China PrimePeak Group Full time

    Job OverviewPrimePeak Group is a Hong Kong conglomerate seeking an experienced Senior IT Governance Professional to lead our technology risk and cybersecurity initiatives.Key Responsibilities:Develop and implement a comprehensive technology risk management framework.Conduct regular risk assessments and provide recommendations for mitigation and...


  • Hong Kong, Central and Western District, Hong Kong SAR China PrimePeak Group Full time

    OverviewPrimePeak Group is a leading Hong Kong conglomerate seeking an experienced professional to fill the position of Senior Manager/Director for Tech Risk/Cyber Security.This individual will be responsible for ensuring that our company's IT infrastructure and cybersecurity frameworks align with regulatory standards and best practices.Role SummaryDevelop...


  • Hong Kong, Central and Western District, Hong Kong SAR China China Construction Bank (Asia) Corporation Limited Full time

    As a Corporate Governance and Compliance Expert, you will play a critical role in ensuring the effective governance and compliance of China Construction Bank (Asia) Corporation Limited's operations. Your key responsibilities will include:Participating in the formulation of annual audit plans and programs.Conducting audits to identify internal control defects...


  • Hong Kong, Central and Western District, Hong Kong SAR China RD Technologies Full time

    Join Our TeamRD Technologies is a leading startup in the financial technology sector, dedicated to empowering organizations through innovative risk management solutions. We are seeking a highly skilled Compliance and Governance Specialist to join our team.Job DescriptionThe successful candidate will be responsible for developing and implementing a robust...


  • Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    About Us:Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients, whatever their...


  • Hong Kong, Central and Western District, Hong Kong SAR China Allianz Popular SL. Full time

    Required Skills and QualificationsA university degree in law, business management, or similar is required. Six plus years' experience in the financial industry with a focus in asset management, namely in governance functions such as Legal & Compliance, Risk Management, and/or Internal Audit, predominantly focused on portfolio management and trading...

  • IT Governance Lead

    2 weeks ago


    Hong Kong, Central and Western District, Hong Kong SAR China West Kowloon Cultural District Authority Full time

    The West Kowloon Cultural District Authority is seeking a highly skilled professional to lead its critical infrastructure and systems protection. The Senior Manager, IT Governance and Architecture will be responsible for formulating the overall computer system security management plan and operation models as the organization-level security governance...


  • Hong Kong, Central and Western District, Hong Kong SAR China OSOME Full time

    We are seeking a seasoned Corporate Governance Specialist to join our team at OSOME. As a Corporate Governance Specialist, you will be responsible for ensuring that the organization's governance practices are in line with best practices and regulatory requirements. You will work closely with the audit department to develop and implement policies and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Aptitude Asia Full time

    **About Aptitude Asia:**Aptitude Asia is a leading financial institution in Hong Kong, dedicated to providing innovative risk management solutions to its clients.**Job Description:**We are seeking an experienced Associate VP to lead critical initiatives focused on regulatory compliance and strengthen the Bank's risk governance framework. The successful...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    About the RoleWe are seeking a highly experienced professional to lead our governance and regulatory affairs department. The successful candidate will be responsible for developing and implementing policies that ensure the Institute's compliance with relevant laws and regulations.Key Responsibilities:Develop and implement effective governance frameworks to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    Governance and Regulatory Affairs ExpertWe are seeking an experienced Governance and Regulatory Affairs Expert to join our Department and contribute to the development and implementation of policies and governance frameworks.As a key member of our team, you will be responsible for providing expert advice and guidance on governance and regulatory matters....


  • Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Institute of Certified Public Accountants (HKICPA) Full time

    DIRECTOR OF GOVERNANCE AND POLICY DEVELOPMENTWe are seeking an experienced Director of Governance and Policy Development to lead our Department's efforts in developing and implementing policies and governance frameworks.As a key member of our senior management team, you will be responsible for developing strategic initiatives and overseeing the...


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    At DBS Bank (Hong Kong) Limited, we are seeking a highly skilled and experienced Risk Governance Specialist to join our Consumer Banking Group. This is an exciting opportunity for a professional who is passionate about ensuring the highest standards of risk management and compliance.About UsAs the leading bank in Asia, DBS Consumer Banking Group is uniquely...

  • Data Governance

    4 days ago


    Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full time

    Our client, a Hong Kong-listed, world-class operator of public services, is seeking an experienced Senior Data Governance Manager to lead the development and implementation of a robust data governance framework. This framework will align with industry best practices and regulatory requirements. As the Senior Data Governance Manager , you will be responsible...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full time

    ConnectedGroup is seeking a seasoned Data Governance Strategist to spearhead the development and implementation of a robust data governance framework. This framework will be aligned with industry best practices and regulatory requirements, ensuring seamless data quality, compliance, and security across the organization.The ideal candidate will possess a deep...


  • Hong Kong, Central and Western District, Hong Kong SAR China ConnectedGroup Full time

    As a key member of the ConnectedGroup team, you will be responsible for leading the development and implementation of a robust data governance framework. This framework will align with industry best practices and regulatory requirements.You will establish and lead an enterprise-wide data governance program, working closely with senior leadership, data...


  • Hong Kong, Central and Western District, Hong Kong SAR China Mass Transit Railway Full time

    About the RoleThe Mass Transit Railway is seeking a Senior Governance and Compliance Officer to join its team. This role will be responsible for ensuring that the Corporation's risk management and assurance processes are aligned and consistent across organisational frameworks.Main ResponsibilitiesLeverage expertise in risk management, assurance, and strategy...