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Investment Governance and Risk Professional
3 weeks ago
A university degree in law, business management, or similar is required. Six plus years' experience in the financial industry with a focus in asset management, namely in governance functions such as Legal & Compliance, Risk Management, and/or Internal Audit, predominantly focused on portfolio management and trading compliance matters such as best execution and market abuse.
- Candidate with less experience will be considered as Compliance Officer.
- A sound understanding of the current issues affecting the financial services and asset management industry, combined with sound knowledge of the operational and regulatory frameworks from a Compliance perspective.