Risk Governance Professional
2 weeks ago
About Us:
Allianz Global Investors is a leading global active asset manager. We invest for the long term and want to create value for clients every step of the way. Our focus on enhancing our clients' assets leads naturally to a commitment to sustainability for positive change. Our goal is to enhance the investment experience for clients, whatever their location or goals.
Role Overview:
This role is part of our Investment Compliance team, which ensures that all of our activities in Asia Pacific comply with relevant regulatory requirements. The successful candidate will have a strong understanding of the current issues affecting the financial services and asset management industry, combined with knowledge of operational and regulatory frameworks from a Compliance perspective.
Key Responsibilities:
- Contribute to the development and implementation of policies and procedures to ensure compliance with applicable laws and regulations.
- Provide guidance and advice to staff members on investment compliance matters.
- Analyse pre-trade requests and perform compliance monitoring activities within the Investment Compliance area.
Requirements:
- University degree in law, business management, or similar.
- 6+ years' experience in the financial industry with a focus on asset management, governance functions such as Legal & Compliance, Risk Management, and/or Internal Audit.
- Experience interpreting and implementing lessons learned from regulatory sanctions.
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