Senior Client Onboarding Specialist
3 weeks ago
Job Description
We are seeking a highly skilled and experienced professional to join our Client Middle Office team as a Client Onboarding Specialist. In this role, you will be responsible for handling the Know Your Customer (KYC) review of new private banking clients and other issues related to client onboarding.
Key Responsibilities:
- Handle all matters related to client onboarding, including KYC, Client Due Diligence (CDD), and Client Risk Assessment (CRA) reviews.
- Perform account opening KYC/CDD/CRA reviews in accordance with regulatory and internal requirements.
- Provide support to the Head of Client Middle Office in handling requests from Compliance, Internal Audit, Group Audit, and Regulators.
- Offer constructive advice to the Front Office on client onboarding-related enquiries and issues.
- Review and validate clients' source of wealth, corroboration of wealth, name screening results, and client risk assessment to ensure compliance with regulatory and internal requirements.
- Ensure that KYC/AML deliverables are met.
- Develop, maintain, review, and enhance the bank's processes, policies, and procedures to ensure client onboarding activities comply with regulatory and internal requirements.
- Monitor and report on client onboarding performance and status to the Head of Client Middle Office.
- Manage and handle ad-hoc team projects.
- Provide backup/support to the Client Data team.
About Us:
Indosuez Wealth Management is a leading global wealth management company that provides personalized financial services to high net worth individuals and families. We are committed to delivering exceptional client service and building long-term relationships with our clients.
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