Corporate Compliance Specialist

4 days ago

Hong Kong, Central and Western District, Hong Kong SAR China KPMG Full time

About KPMG China

KPMG China is a leading professional services firm that delivers audit, tax and advisory services to clients across the globe. We strive to create an inclusive, diverse and agile workplace for our people to develop and thrive at both a personal and professional level.

Our Commitment to ESG

We are committed to making Environmental, Social and Governance (ESG) a watermark running through our organization. This includes empowering our people to become agents of positive change, providing better solutions and services to our clients to help them achieve their ESG goals, and creating a positive impact on our people, environment and society.

The Role of the Analyst

The role of the Analyst is responsible for conducting periodic reviews in line with client policy to fulfill Know Your Customer (KYC) requirements. You will be expected to deliver against targets for both productivity and quality, managing your own pipeline and taking onboard feedback from approvers who are responsible for quality checking cases.

Key Responsibilities

  • Deliver high standards of quality
  • Develop and maintain knowledge of policy and processes to ensure consistent competency and KPIs are met
  • Manage caseload throughout the end-to-end process in a timely manner
  • Monitor own performance to ensure personal targets standards are met
  • Be effective in finding data from a number of sources/systems and accurately transferring
  • Maintain personal compliance of operational and regulatory risk
  • Work flexibly in a high-performing team to ensure team goals as well as personal deliverables are achieved

Requirements

  • 6 months investment banking KYC experience preferred
  • Experience of using external data sources
  • Articulate in both written and verbal communication in English and Chinese
  • Understanding of KYC principles and in-depth knowledge of corporate structures
  • Working knowledge of MS Office - Excel, Word, Outlook and other applications
  • Working successfully in a target-driven operational environment
  • Ability to manage performance and targets in a fast-paced, pressured environment
  • Ability to work alone or in a team
  • Highly motivated
  • Evidence of having an analytical approach
  • Experience of working in a financial environment
  • Exposure to KYC for complex legal entities and Enhanced Due Diligence (EDD)
  • Basic understanding of AML and Sanction process

About Us

We are committed to being an equal opportunity employer, with zero tolerance for any form of discrimination against any persons. We encourage you to come as you are, and we welcome all qualified candidates to apply.

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