Compliance Testing Officer
1 month ago
We are seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance and Control department, you will be responsible for assessing compliance risks and controls across various business lines.
Job DescriptionThe ideal candidate will have 6-10 years of experience in Internal Audit or Compliance Testing, with a strong background in risk assessment, auditing principles, and regulatory requirements. You will be responsible for:
- Developing, implementing, and executing compliance testing programs within assigned regions;
- Participating in the planning, execution, and reporting of compliance testing reviews and regulatory issue validation activities;
- Analyzing and documenting report findings, and having preliminary discussions with corresponding control/process owners;
- Assisting with development of Compliance Testing Risk Assessments, Monitoring Monthly, and Quarterly Summaries, and enhancing Compliance Testing Methodologies and Standards;
- Utilizing innovative compliance testing solutions, including Data Analytics, to increase value and reduce costs of compliance-related activities;
To succeed in this role, you will need:
- A Bachelor's/University degree, with a Master's degree preferred;
- At least 6-10 years of experience in Internal Audit or Compliance Testing, preferably covering Markets businesses;
- Strong knowledge of rules, laws, and regulations, and specific regulatory requirements;
- Excellent interpersonal skills for building strong relationships with stakeholders and engaging teams;
- Effectiveness in working within a large-scale and complex matrix organization;
- Excellent oral communication and writing skills in interacting with non-executives and executive management;
- Willingness to travel;
- Knowledge of Compliance laws, rules, regulations, risks, and typologies;
- Ability to work collaboratively and independently, navigating a complex organization;
- Advanced analytical skills;
- Proficient in MS Office applications (Excel, Word, PowerPoint);
- Demonstrated knowledge in area of focus;
Citi is an equal opportunity and affirmative action employer. Qualified applicants will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran. Citi invites all qualified interested applicants to apply for career opportunities.
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