Compliance Risk Advisor

Ashford Benjamin is seeking a highly skilled Financial Compliance Advisor to join their team in Hong Kong. In this role, you will be responsible for providing compliance advice to fund businesses, managing employee compliance matters, and staying up-to-date on relevant rules and regulations.You will work closely with the asset management team to identify...

At Danos Group, we are seeking a Compliance Expert to join our team as a Strategic Risk Advisor.Job DescriptionThe Compliance Consultant will be responsible for supporting clients on policies, procedures, compliance monitoring, and regulatory matters. This includes conducting health checks, tracking regulatory changes, and assessing their impact on clients....

About Our CompanyAt Unicorn Advisor (HK) Limited, we specialize in providing expert financial advisory services to our clients. Our team of professionals is dedicated to delivering high-quality solutions that meet the evolving needs of our clients.About the RoleWe are seeking a highly skilled Senior Financial Risk Analyst to join our team. The successful...

About the JobWe are seeking a highly skilled Risk Management Advisor to join our Investment Compliance team at Allianz Global Investors. The successful candidate will be responsible for ensuring that all our activities in the Asia Pacific offices comply with relevant regulatory requirements and internal policies.Your Key ResponsibilitiesDevelop and maintain...

About this Role:We are seeking an experienced Senior Privacy and Risk Advisor to join our team at Alibaba Cloud.About You:You have a Bachelor's degree or above in information security or a computer-related field from a well-known university.You have a minimum of 3-5 years of experience in technology risk or compliance advisory roles.You are proficient in...

Job Description: We are seeking a diligent and proactive Compliance talent to join our bank. The successful candidate will be responsible for ensuring that our operations comply with regulatory requirements and internal policies. This role requires a professional with a solid understanding of regulatory compliance and private banking business advisory. Key...

About iCapital">iCapital is a leading financial technology platform powering the alternative investment marketplace.Our innovative platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.iCapital services global client assets...

Moodys Investors Service seeks a highly experienced Senior Regulatory Advisor to lead our APAC Compliance efforts. The ideal candidate will have more than 20 years of experience in one of the following fields:Compliance professional with a demonstrated record of excellenceLicensed attorney or foreign attorney practicing in an APAC jurisdictionSenior risk...

We are seeking an experienced Senior Compliance Advisor to join our client's Hong Kong team. As a key member of the compliance department, you will be responsible for providing high-level guidance on regulatory requirements, developing and implementing compliance policies, and ensuring ongoing compliance monitoring.Key responsibilities include:Providing...

Ashford Benjamin is hiring a skilled Financial Integrity Advisor to support our global financial institutions in maintaining the highest standards of integrity.This role requires strong knowledge of financial crime prevention strategies and regulations, with the ability to communicate complex information effectively to senior stakeholders.Main duties...

The Bank of East Asia, Limited (BEA) invites applications for the position of Risk & Compliance Manager in the Securities Services Department.This is an exciting opportunity for a highly skilled professional to contribute to the bank's risk management and compliance efforts. The successful candidate will be responsible for ensuring that all procedures are in...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

Job Description:The Compliance Director will be responsible for overseeing compliance with applicable regulations for life and non-life insurance. This includes advising and reporting to the entity's management and CEO/GM on compliance matters and associated risks, providing support and guidance to various Business Units on compliance-related issues, and...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

We are looking for a Senior Regulatory Advisor to join our team at Moody's Investors Service. As a key member of our Compliance team, you will play a critical role in ensuring the successful implementation of our Compliance Program in the APAC region.The ideal candidate will have:More than 20 years of experience in Compliance, law, or risk...

Job DescriptionThe Bank of East Asia, Limited (BEA) is seeking a talented Risk & Compliance Manager to join its Securities Services Department.This role involves assisting the Section Head in performing risk & compliance related tasks assigned by the Department Head, Group Chief Risk Officer, and Group Compliance Officer. The successful candidate will be...

MRA Search is looking for a Compliance Risk Specialist to join their team. Job SummaryThe Compliance Officer will be responsible for advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters.Key Responsibilities:Ensuring compliance and operational risk controls are well in place and that...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

About Polymer CapitalPolymer Capital Management is a market-neutral, multi-manager investment platform based in Asia. We combine established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent.Our MissionTo provide comprehensive risk management solutions to...