Risk & Compliance Specialist

Job Overview:CICC is seeking a highly skilled and experienced Senior Compliance Risk Management Specialist to join our team. As a key member of our compliance department, you will be responsible for ensuring that our business operations are conducted in accordance with all relevant laws, regulations, and internal policies.About the Role:The successful...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...

About BOC InternationalAs a leading investment bank in China and Hong Kong, our group is now seeking a highly motivated and creative professional to support our business.Job SummaryWe are looking for an exceptional Risk Management and Compliance Specialist to join our Equity Sales and Derivatives team. The successful candidate will be responsible for...

At Larson Maddox, we are seeking a dedicated Compliance Officer to oversee our general compliance activities. The ideal candidate will have a solid understanding of compliance regulations and be familiar with the code of conduct.Key Responsibilities:Develop, implement, and maintain compliance policies and procedures that align with regulatory...

Job OverviewKroll is seeking a skilled Compliance Risk and Diligence professional to support our research and due diligence efforts within our Compliance Practice. This role involves gathering information to help Kroll's clients onboard and manage the risks associated with new clients and third parties, ensuring we offer the right level of screening and due...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at Bohan Group. The successful candidate will have experience in managing regulatory compliance, ensuring adherence to rules and regulations.As a Compliance Manager, you will be responsible for overseeing AML/KYC processes, providing regulatory compliance advisory, conducting...

The Bank of East Asia, Limited (BEA) invites applications for the position of Risk & Compliance Manager in the Securities Services Department.This is an exciting opportunity for a highly skilled professional to contribute to the bank's risk management and compliance efforts. The successful candidate will be responsible for ensuring that all procedures are in...

Citi is a leading global bank that offers a wide range of financial services to individuals, corporations, and governments. As part of our commitment to excellence, we are seeking a highly skilled AML Compliance Risk Management Analyst to join our team in Hong Kong.This role is an exciting opportunity for a motivated and detail-oriented professional to work...

Job DescriptionThe Compliance Risk Manager will play a critical role in ensuring the bank's compliance with regulatory requirements and internal policies. This involves developing and implementing effective risk management strategies to mitigate potential risks and ensure the bank's operations are aligned with best practices.Key Responsibilities:Develop and...

Job Description:The Compliance Director will be responsible for overseeing compliance with applicable regulations for life and non-life insurance. This includes advising and reporting to the entity's management and CEO/GM on compliance matters and associated risks, providing support and guidance to various Business Units on compliance-related issues, and...

Role SummaryWe are seeking a skilled Compliance and Risk Professional to join our team at Bond West Consultants. As a Compliance and Risk Professional, you will play a vital role in ensuring the effectiveness of our risk management framework and identifying areas for improvement. Your primary responsibility will be to collaborate with stakeholders to develop...

Job OverviewThe Bank of Communications Co., Ltd. London Branch is seeking a skilled Risk Management Specialist to join our team. This role will be responsible for providing AML advisory to business stakeholders, developing and monitoring AML operations related issues, and investigating alert-triggered cases.Key ResponsibilitiesDevelop and implement effective...

About the Role: Allianz Global Investors is a leading global active asset manager seeking an experienced Compliance Risk Manager to join our team. As a key member of our Investment Compliance team, you will be responsible for managing regulatory risks and ensuring that our investment activities comply with all relevant laws and regulations.The successful...

Futu Holdings Limited requires a seasoned Senior Compliance Officer to lead the development and implementation of its compliance programs.Main ResponsibilitiesProvide expert advice on regulatory matters to business units.Design and implement effective compliance procedures to mitigate risks.Analyze and assess the effectiveness of compliance programs, making...

We respect the privacy of candidates for employment and are committed to transparency in our hiring process.Senior Compliance Analyst/Compliance OfficerThe role serves as the main point of contact for a regulator and requires an extensive understanding of applicable rules and regulations.This position involves providing guidance to business unit management...

Job SummaryWe are seeking a highly skilled Global Compliance Specialist to join our team at Tapestry, Inc. As a key member of our product compliance team, you will be responsible for ensuring that our products meet the necessary regulatory requirements.Key Responsibilities:Develop and implement comprehensive compliance strategies to ensure global product...

About Polymer CapitalPolymer Capital Management is a market-neutral, multi-manager investment platform based in Asia. We combine established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing the region's best investment talent.Our MissionTo provide comprehensive risk management solutions to...

The Regulatory Compliance Specialist role at Schultecruise involves ensuring the organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance. This includes implementing, monitoring, conducting due diligence, addressing regulatory risks, and enhancing the organization's KYC and sanctions compliance...

SG Société Générale de Surveillance SA seeks a highly skilled Compliance Risk Manager to join its team. The ideal candidate will have extensive experience in financial services, internal audit/control testing, and compliance backgrounds.The successful applicant will be responsible for managing autonomously the responsibilities set out in this job...

About the RoleWe are seeking an experienced Vice President to join our team as a Compliance Oversight Specialist. In this role, you will be responsible for overseeing compliance risks in the Asia Pacific region and developing strategies to mitigate them.Key ResponsibilitiesDevelop and implement a comprehensive compliance risk assessment framework for the...