Compliance Program Specialist

We are seeking a highly skilled and experienced professional to join our team as a Compliance Program Manager. As a key member of our Ethics and Compliance department, you will be responsible for designing, administering, and supporting our global ethics and compliance program.Reporting into the Senior Manager, Ethics and Compliance, this position will be...

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

Ashford Benjamin is supporting a reputable asset manager in hiring a compliance specialist for their Hong Kong team.The role involves providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on industry rules and regulations, establishing effective compliance programs, implementing compliance frameworks, and...

We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

We are seeking an experienced EU Hardgoods Compliance Specialist to join our team at ConnectedGroup. In this role, you will be responsible for ensuring that our hardgoods supply chain meets the highest standards of social compliance.Responsibilities:Develop and implement social compliance programs to ensure regulatory compliance and mitigate...

Ashford Benjamin is assisting a reputable asset manager in hiring a Fund Compliance Specialist for their APAC operations. This role offers a unique opportunity for compliance professionals to gain hands-on experience in managing fund compliance matters across multiple jurisdictions.Responsibilities include:Providing compliance advisory services to fund...

About the Role:The Compliance and Sustainability Specialist will play a critical role in ensuring that our supply chain operations meet the highest standards of social responsibility. This includes providing education and training to our factory partners, reviewing third-party audits, and conducting shadow audits to verify their...

Job Description:We are seeking a highly skilled professional to join our team as an Asset Manager Compliance Specialist in our Hong Kong office. This role will provide key support to our clients by ensuring they remain compliant with all relevant regulatory requirements.Responsibilities will include providing compliance advice to fund businesses, managing...

At QHire Ltd, we are seeking an experienced Compliance Risk Management Specialist to join our team.Key ResponsibilitiesConduct thorough customer investigations and implement anti-money laundering (AML) and counter-terrorist financing (CTF) procedures, ensuring accurate data inquiries.Review compliance documentation submitted by clients, perform risk...

To help sustain our core value of teamwork with integrity and trust, we are seeking a seasoned compliance expert who will provide prompt and sound guidance to employees and business leaders globally.Supporting compliance related initiatives pertaining to our affiliates, including developing and implementing anti-bribery and corruption and trade compliance...

Futu Holdings Limited is seeking a highly motivated and experienced Business Compliance Specialist to join our team. As a Senior Compliance Officer, you will play a key role in ensuring that our business operations are compliant with regulatory requirements.The ideal candidate will have a strong background in regulatory compliance, excellent analytical and...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our global markets team.About the RoleThis is an exciting opportunity for a compliance expert to provide advisory services to our global markets business. The successful candidate will be responsible for ensuring that all activities comply with relevant laws and...

We are seeking a highly skilled Sr. Associate, Ethics Compliance, to join our team and contribute to our global ethics and compliance program. As a member of our team, you will be responsible for designing, administering, and supporting our ethics and compliance program, which includes developing and implementing anti-bribery and corruption controls,...

A prominent asset management company in Hong Kong is seeking a mid-senior level compliance specialist to join their team.The ideal candidate will have experience in managing compliance advisory for fund businesses, staying updated on regulatory requirements, and establishing effective compliance programs.Candidates should possess strong analytical skills, be...

**Company Overview:** Ashford Benjamin Ltd is a leading financial services company dedicated to providing exceptional compliance solutions.**Job Description:We are seeking an experienced Markets Specialist to join our team in APAC. This role will be accountable for the Sales and Trading Compliance program, ensuring seamless execution of regulatory...

Company Overview:Larson Maddox is a reputable financial institution committed to excellence in regulatory compliance.About the Role:We are seeking a seasoned Senior AML Compliance Specialist to oversee our financial crime compliance activities, focusing on anti-money laundering (AML) and sanctions compliance, including OFAC regulations.This role requires an...

**Job Summary**We are looking for a Payroll Manager and Compliance Specialist to join our team at JC Executive Search. In this role, you will be responsible for managing various compensation and benefits programs and initiatives to support the ongoing success of our Company.You will oversee the monthly pay process, ensuring that all aspects of payroll,...

Job DescriptionWe are seeking a highly skilled AML and Sanctions Compliance Specialist to join our team at Mashreq.Key Responsibilities:Implement the Group Compliance policies by performing gap analysis against local regulations.Assist on specific local regulatory/other ad hoc projects business & compliance initiatives such as FCRA, trouble-shooting and...

CLIENT BACKGROUND A leading financial services firm is seeking a highly skilled Trading Compliance Officer to join our team. This role offers an exciting opportunity to work in a dynamic environment and contribute to our growing business. The headcount is based in Hong Kong or Shanghai. Key ResponsibilitiesProvide expert compliance advice to the trading...

Manage SFC licensing processes for employees, ensuring compliance with regulatory requirements. Oversee Personal Account Dealing (PAD) activities to prevent conflicts of interest and insider trading. Monitor outsourcing arrangements to ensure they meet regulatory standards and internal policies. Coordinate regulatory reporting activities, including...