Compliance Specialist

We are seeking a Regulatory Compliance Specialist to provide advisory services to our APAC businesses. The ideal candidate will have experience in identifying rules and regulation updates, establishing effective compliance programs, implementing compliance frameworks and procedures, and overseeing general compliance matters.The role requires a solid...

Ashford Benjamin is supporting a reputable asset manager in hiring a compliance specialist for their Hong Kong team.The role involves providing compliance advisory to fund businesses, managing employee compliance matters, staying updated on industry rules and regulations, establishing effective compliance programs, implementing compliance frameworks, and...

We are seeking a highly experienced Regulatory Compliance Specialist to join our team at Ashford Benjamin. In this role, you will be responsible for providing regulatory compliance advisory services to our APAC businesses.The ideal candidate will have around 3-12 years' experience in regulatory compliance covering fund business. A solid understanding of SFC...

Role OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin in Hong Kong. The ideal candidate will have strong regulatory compliance and markets compliance advisory backgrounds, with a minimum of 5 years of experience covering global markets business.The successful candidate will be responsible for...

We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Ashford Benjamin. This exciting opportunity is for candidates with strong regulatory compliance backgrounds to take their career to the next level.The successful candidate will be responsible for providing compliance advisory to global markets business, reviewing new...

About the RoleWe are seeking an experienced Senior Regulatory Compliance Specialist to join our team at Danos Group. As a key member of our compliance team, you will play a crucial role in ensuring our clients receive expert guidance on regulatory matters.

MRA Search is looking for a Compliance Risk Specialist to join their team. Job SummaryThe Compliance Officer will be responsible for advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters.Key Responsibilities:Ensuring compliance and operational risk controls are well in place and that...

Job DescriptionOverviewConnectedGroup seeks a seasoned Social Compliance Specialist to oversee the company's social responsibility initiatives. Key Responsibilities:Develop and implement effective social compliance strategies across EU hardgoods markets.Collaborate with internal stakeholders to ensure seamless execution of CSR projects.Conduct thorough...

**Job Overview:**The Profile Group (HK) Ltd, a Wilson Company, is seeking an experienced Regulatory Compliance Specialist to join their small compliance team for a 12-month contract. The ideal candidate will possess at least 6-10 years of relevant experience in asset management, with a strong understanding of regulatory and investment compliance matters.Key...

About the Role: Allianz Global Investors is a leading global active asset manager seeking a highly skilled Regulatory Compliance Specialist to join our team. As a key member of our Investment Compliance team, you will be responsible for ensuring that all regulatory requirements are met in the AP offices.The successful candidate will have extensive experience...

We are seeking an experienced EU Hardgoods Compliance Specialist to join our team at ConnectedGroup. In this role, you will be responsible for ensuring that our hardgoods supply chain meets the highest standards of social compliance.Responsibilities:Develop and implement social compliance programs to ensure regulatory compliance and mitigate...

Job RoleThe Compliance and Investigations Specialist will be responsible for ensuring that the Property Management Services Authority (PMSA) complies with regulatory requirements. This involves conducting investigations and gathering evidence for alleged disciplinary offences, as well as enforcing regulations to ensure compliance. The ideal candidate will...

About the Role:The Compliance and Sustainability Specialist will play a critical role in ensuring that our supply chain operations meet the highest standards of social responsibility. This includes providing education and training to our factory partners, reviewing third-party audits, and conducting shadow audits to verify their...

Ashford Benjamin is assisting a reputable asset manager in hiring a Fund Compliance Specialist for their APAC operations. This role offers a unique opportunity for compliance professionals to gain hands-on experience in managing fund compliance matters across multiple jurisdictions.Responsibilities include:Providing compliance advisory services to fund...

Quality Assurance and Compliance SpecialistWe are seeking a highly skilled Quality Assurance and Compliance Specialist to join our team. In this role, you will assist the QA Manager in determining quality procedures, standards and specifications.Main ResponsibilitiesAssist in reviewing and improving the overall quality of deliverables.Support the QA Manager...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

We are seeking a highly skilled Regulatory Expertise Specialist to join our team at Allianz Global Investors in Hong Kong. As a member of the Investment Compliance department, you will play a critical role in ensuring compliance with Group policies and standards, Asian regulatory requirements, client needs, and industry standards.The team collaborates...

About Matrixport OfficialEstablished in 2019, Matrixport is the leading provider of all-in-one crypto financial services. Our commitment to building an entry-grade ecosystem for the crypto space has led to the creation of a personalized super account that integrates various products and services, including crypto assets trading, investment, loan, custody,...

At QHire Ltd, we are seeking an experienced Compliance Risk Management Specialist to join our team.Key ResponsibilitiesConduct thorough customer investigations and implement anti-money laundering (AML) and counter-terrorist financing (CTF) procedures, ensuring accurate data inquiries.Review compliance documentation submitted by clients, perform risk...

At Larson Maddox, we are seeking a Compliance Risk Management Specialist to join our team. This role is responsible for ensuring the bank's operations comply with regulatory requirements and internal policies.Key Responsibilities:Develop and Implement Compliance Policies: Assist in the development of compliance policies and procedures that align with...