Senior Auditor, Wholesale Banking

5 days ago


Hong Kong Island, Hong Kong SAR China OCBC Full time

As a Senior Auditor in our Wholesale Banking team, you will play a key role in ensuring the integrity of our credit risk management processes. Your primary responsibility will be to assist the Head of Department (HoD) and Audit Lead in delivering their roles and responsibilities, and managing assigned audits to ensure timely completion, adherence to budget, and meeting required standards.

Main Responsibilities:

  • Participate in the development and maintenance of audit methodology and procedures to provide independent assurance of credit risk exposures and credit risk management processes over Wholesale Banking Group – Corporate Banking & Commercial Banking, Transaction Banking and Financial Institutions, Emerging Business, Risk Management – Credit Risk Management, Special Asset Management, Consumer Credit Recovery, and Risk Policy, Operations – Loans Operation and Trade Services.
  • Lead/Participate in the assessment of credit risk exposures quality of wholesale lending portfolios from four considerations – actual versus expected portfolio performance, data integrity, troubled exposure, and volatility of future performance.
  • Lead/Participate in the independent assessment of credit risk management and operations process of wholesale banking business conducted in partnership with Group Audit, and evaluate the governance framework, risk management, regulatory compliance processes, and internal controls systems.
  • Lead/Participate in the handling of special assignments such as investigations, advisory, and other ad-hoc/special projects.
  • Work in conjunction with business/support units and assist HoD to keep abreast of emerging risks/concerns, maintain a good working relationship, enforce the role of IAD as an independent partner to build trust and transparency, monitor changes in risk management, and/or major new developments, and monitor the implementation and progress of audit recommendations.
  • Work with HoD and other internal auditors to achieve efficient and effective working practices for IAD.
  • Work as a leader over a team of internal auditors for assigned audit engagements and execute audit engagements with project management, data analytics skills, subject matter expert on audit framework and methodology, subject matter expert on the quality of credit risk exposures and credit risk management process, ability to identify critical issues and improvement opportunities.
  • Establish and implement career management as well as development plans.
  • Utilize data analytics skill to improve the audit effectiveness and efficiency for audit engagements.


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