Manager / AVP, Wholesale Banking Audit

4 days ago


Hong Kong Island, Hong Kong SAR China OCBC Full time
Manager / AVP, Wholesale Banking Audit (experienced in credit audit)

Assist HoD and Audit Lead in the delivery of their roles and responsibilities, and to manage the assigned audits to ensure that individual audits are delivered on time, on budget, to the required standards and to provide value to the Bank.

Main Responsibilities:

  • Participate in the development and maintenance of audit methodology and procedures to provide independent assurance of credit risk exposures and credit risk management processes over the following credit related business/support units: (1) Wholesale Banking Group – Corporate Banking & Commercial Banking, Transaction Banking and Financial Institutions, (2) Emerging Business, (3) Risk Management – Credit Risk Management, Special Asset Management, Consumer Credit Recovery, and Risk Policy, (4) Operations – Loans Operation and Trade Services; and Knowledge of leading practices and activities relevant to assigned audit portfolios.
  • Lead/Participate in the assessment of credit risk exposures quality of wholesale lending portfolios from four considerations – actual versus expected portfolio performance, data integrity, troubled exposure and volatility of future performance.
  • Lead/Participate in the independent assessment of credit risk management and operations process of wholesale banking business that are conducted in partnership with Group Audit, and evaluate the governance framework, risk management, regulatory compliance processes and internal controls systems.
  • Lead/Participate in the handling of special assignments (e.g. investigations, advisory and other ad-hoc/special projects).
  • Work in conjunction with business/support units and assist HoD to: (1) Keep abreast of emerging risks/concerns; (2) Maintain a good working relationship to enforce the role of IAD as an independent partner to build trust and transparency; (3) Monitor changes in risk management and/or all major new developments; and (4) Monitor the implementation and progress of audit recommendations.
  • Work with HoD and other internal auditors to achieve the most efficient and effective working practices for IAD.
  • Work as a leader over a team of internal auditors for assigned audit engagements and execute audit engagements with at least the following skills: (1) Project management and data analytics skills; (2) Subject matter expert on audit framework and methodology; (3) Subject matter expert on the quality of credit risk exposures and credit risk management process; and (4) Ability to identify critical issues and improvement opportunities.
  • Establish and implement career management as well as development plans.
  • Make use of data analytics skill to improve the audit effectiveness and efficiency for audit engagements.

Requirements:

  • CIA, CPA or equivalent qualification is required
  • ECF in AML/CFT at Core Level is preferred
  • Minimum 7 years of relevant credit and business experience in corporate or commercial banking. Prior auditing experience is desirable, but not mandatory.
  • Sound knowledge of credit risk management activities
  • Sound knowledge of control requirements of banking industry and external applicable rules and regulations
  • Strong knowledge of MS Excel, strong data analytical skill, sound knowledge of Python, Power BI or other data analytics tool is preferred
  • Good communication skills, good command of English (Oral & Written) and good in report writing
  • Good people management skill, dynamic and good interpersonal skill
  • Ability to interact with people at different level
  • High level of integrity and drive, and ability to work under pressure
  • Ability to lead/execute audit assignment independently
  • Ability to multi-task and possesses strong time management skill
  • Good problem-solving skill, detail/technical oriented with ability to decipher 'big picture issues
  • Willing to travel for audit assignments
Seniority level

Mid-Senior level

Employment type

Full-time

Job function

Accounting/Auditing

Industries

Banking

#J-18808-Ljbffr

  • Hong Kong Island, Hong Kong SAR China OCBC Full time

    The position of Wholesale Banking Audit Lead is available at our organization. The role requires an individual with expertise in credit risk management and audit. As a Wholesale Banking Audit Lead, your main responsibility will be to oversee the execution of comprehensive audit plans to ensure the integrity of our credit risk management processes.Main...

  • Audit Manager

    4 days ago


    Hong Kong Island, Hong Kong SAR China OCBC Full time

    We are seeking a highly skilled and experienced Audit Manager to lead our Wholesale Banking team. As an Audit Manager, you will be responsible for developing and executing comprehensive audit plans to ensure the integrity of our credit risk management processes. Your primary focus will be on providing high-quality assurance services to our clients by...


  • Hong Kong Island, Hong Kong SAR China OCBC Full time

    As a Senior Auditor in our Wholesale Banking team, you will play a key role in ensuring the integrity of our credit risk management processes. Your primary responsibility will be to assist the Head of Department (HoD) and Audit Lead in delivering their roles and responsibilities, and managing assigned audits to ensure timely completion, adherence to budget,...


  • Hong Kong Island, Hong Kong SAR China ALL-STAR AGENCY Full time

    AVP/VP, Loan Syndication, Corporate BankA high-growth corporate bank with continual investment in growth in the region is seeking to hire an AVP/VP - Syndication in the syndicated loans department to handle a full spectrum of activities for securing transactions including origination, credit analysis, and due diligence in execution to maintain their edge in...


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat (240000HH) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group's risk and control processes are adequate and effective. All our team members are...


  • Hong Kong Island, Hong Kong SAR China OCBC Full time

    This role offers an exciting opportunity to work in a dynamic environment where you will be responsible for leading and participating in various audit assignments related to Wholesale Banking. Your primary goal will be to provide high-quality assurance services to our clients by identifying areas of improvement and implementing change recommendations.Main...


  • Hong Kong Island, Hong Kong SAR China Projob21 Ltd. Full time

    AVP of Workforce DevelopmentWe are looking for a highly skilled AVP of Workforce Development to join our HR team at Projob21 Ltd. and drive workforce development initiatives.Develop and implement a comprehensive workforce development strategy aligned with the company's business objectives.Lead the design and delivery of high-impact training programs,...


  • Hong Kong Island, Hong Kong SAR China CLSA Full time

    About the RoleWe are seeking a highly motivated and experienced Wholesale Distribution Manager to join our Asset Management team.In this role, you will be responsible for driving sales growth through effective distribution strategies, working closely with management to develop and execute a sales plan.The ideal candidate will have a strong understanding of...


  • Hong Kong Island, Hong Kong SAR China DBS Bank Full time

    AVP/Senior Associate, Data Management and GovernanceWe are seeking a highly skilled AVP/Senior Associate to join our team in Data Management & Governance at DBS Bank.This role will be responsible for supporting the development of standards, controls, procedures, and accountability frameworks for data governance implementation across the organization.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank Full time

    Job Description - AVP /Senior Associate, Specialist, Know Your Customer, Consumer Banking (WD72454) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services,...


  • Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full time

    Overview: We are assisting our corporate banking client in the search for an AVP in the Data Management and Compliance. In this critical role, you will help implement the Data Governance framework in alignment with global standards and regulatory requirements. Your expertise will be essential in establishing governance for regulatory reporting data and...


  • Hong Kong Island, Hong Kong SAR China DBS Bank Full time

    We are looking for a highly skilled AVP, Data Management & Analytics to join our team at DBS Bank. In this role, you will play a key part in implementing the Group's agenda through the analysis and interpretation of data.Data Management & GovernanceData Management & Governance, organised under GSTAR, involves the development and implementation of policies,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Deckers Brands Full time

    Assistant Wholesale Manager (HOKA), HK/Macau Apply remote type: In Office Locations: Kowloon, Hong Kong Time type: Full time Posted on: Posted 18 Days Ago Job requisition id: 17580 SUMMARYThe Assistant Wholesale Manager is responsible for cooperating with a leader of the wholesale business department on effectively managing partner retail business and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Deckers Brands Full time

    Assistant Wholesale Manager (HOKA), HK/MacauApply remote type: In OfficeLocations: Kowloon, Hong KongTime type: Full timePosted on: Posted 18 Days AgoJob requisition id: 17580SUMMARYThe Assistant Wholesale Manager is responsible for cooperating with a leader of the wholesale business department on effectively managing partner retail business and wholesale...


  • Hong Kong, Central and Western District, Hong Kong SAR China CIMB BANK BERHAD Full time

    Assistant Manager, Wholesale Banknotes Operations 3 days ago Be among the first 25 applicants Established in 1991, our Hong Kong office is the first extension of our presence in Greater China and North Asia. The branch is best positioned to facilitate cross-border transactions for our Southeast Asian corporate and institutional clients to venture into...


  • Hong Kong, Central and Western District, Hong Kong SAR China PineSearch Consulting Full time

    AVP, BD Manager, General Insurance (Corporate) Our client is an international financial institution. They are now looking for an AVP to join their general insurance team for corporate clients. Key Responsibilities: Research and pursue new markets and business opportunities; contribute to business planning and development Maintain existing business and...


  • Hong Kong, Central and Western District, Hong Kong SAR China The Edge Partnership - The Edge in Asia Full time

    Get AI-powered advice on this job and more exclusive features. Direct message the job poster from The Edge Partnership - The Edge in Asia Recruiter - Financial & Professional Services & Fintech | Finance & Accounting, Back & Middle Office and Operations, Corporate Governance & ComSec Our client is a global corporate and investment bank and are seeking an AVP...


  • Hong Kong Island, Hong Kong SAR China DKSH Group Full time

    Job OverviewWe are seeking a highly motivated and results-driven sales professional to join our team as Assistant Sales Manager, Wholesales.This role involves taking full accountability of assigned accounts to strategize and implement sales plans with the customer group. Key responsibilities include achieving sales targets, maintaining long-term business...


  • Hong Kong, Central and Western District, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full time

    Responsibilities: Manage IT infrastructure and application audits from planning to reporting and closing of audit issues Involve in IT governance reviews and technical assessments, and recommend internal control improvements Provide consultancy advices on IT management and security Enhance audit process and proficiency through implementing audit...


  • Hong Kong, Central and Western District, Hong Kong SAR China CIMB BANK BERHAD Full time

    Job Overview As an Assistant Manager in our Wholesale Banknotes Operations, you will be responsible for ensuring seamless day-to-day operations with sufficient resources. You will also assist in developing policies and procedures aligned with regulatory requirements and drive process improvement initiatives to enhance operational performance....