Regulatory Compliance Manager

We are EC1 Partners, a top talent platform connecting Legal, Risk & Compliance professionals with leading FinTech companies. We're looking for a Regulatory Compliance Manager to join our team in Hong Kong. About the Role:This role will be responsible for managing financial regulation and compliance across APAC entities, including accurate reporting and...

Regulatory Compliance (Senior Associate – VP) – Global Asset Managers We are instructed on multiple opportunities with reputable asset managers who are keen to hire regulatory compliance specialists in Hong Kong. This is an exciting opportunity for Compliance Specialists to join the global platform. The role is responsible for providing regulatory...

About Our ClientLarson Maddox is a prominent Crypto Proprietary trading firm based in Hong Kong, recognized for its innovative approach in the crypto market. They are currently seeking a Legal Counsel with experience in Crypto clients or a background in fintech firms. This role offers the opportunity to work within a dynamic team reporting to the General...

Are you a seasoned Regulatory Compliance Expert looking for a new challenge? We have an exciting opportunity at Waystone in Hong Kong for someone with a proven track record in regulatory compliance to lead our compliance programs.The ideal candidate will have extensive experience in managing compliance teams, providing technical expertise on complex...

**About Us**Global Consultancy is an established consultancy firm in Hong Kong that provides expert advice on regulatory compliance matters to clients in the asset management and funds sector.We are seeking a driven individual to join our growing team as a Regulatory Compliance Specialist. The ideal candidate will have prior experience in compliance,...

Senior Associate – VP, Global Asset ManagersWe are instructed on multiple opportunities with reputable asset managers who seek regulatory compliance specialists in Hong Kong.This role is responsible for providing regulatory compliance advisory to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs,...

Regulatory Compliance and Licensing Manager Hong Kong We are looking to hire for one of our ecosystem projects. Our client, a leading digital assets ecosystem globally, is in search of an experienced Regulatory Compliance and Licensing Manager, with strong knowledge in the crypto space. In this role, you will: Stay informed on rapidly changing global crypto...

At Global Consultancy Hong Kong, we are looking for a skilled Regulatory Compliance Expert to join our team. As a key member of our organization, you will play a vital role in advising and supporting clients in the asset management and funds sector on regulatory compliance matters.We are an established consultancy with a growing team, offering a unique...

Job DescriptionWe are looking for an Insurance Finance Lead to join our team. The successful candidate will be responsible for handling financial reporting, regulatory reporting, and system maintenance. This role requires strong expertise in financial control, risk management, and compliance.About Our CompanyWe are a leading insurance firm in the Greater Bay...

Company OverviewGlobal Consultancy Hong Kong is an established consultancy that offers driven individuals the chance to be part of a growing team.The organization has expertise in asset management and funds sector regulatory compliance matters, licensing applications, regulatory submissions, and ongoing compliance obligations.Our consultants develop and...

We are partnering with a fast-expanding Global Financial Institution in Hong Kong and they are seeking a dynamic professional with around 8-15 years of experience from the asset management industries (preferably private markets) to be part of its regional compliance team in Hong Kong. To succeed in this role, you should have at least 8-15 years' of...

Job SummaryWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Chemill Pharma Ltd. As a key member of our regulatory affairs department, you will be responsible for ensuring compliance with local and international regulations.Main Responsibilities:Supervise Pharmacovigilance (PV) activities, including submission of safety...

About the Role:We are looking for a Compliance Manager to develop and implement policies and procedures to ensure regulatory compliance in our operations.The successful candidate will support the execution of compliance annual plans, monitor regulatory changes affecting the industry, and lead projects to enhance efficiency and effectiveness.

ZA is a forward-thinking institution dedicated to providing top-notch financial services in Hong Kong. We are seeking an experienced Senior Manager/Manager, Regulatory Compliance to join our team and lead the charge on regulatory compliance.As a key member of our compliance department, you will be responsible for providing strategic guidance to our business...

Projob21 Ltd. is a leading international private bank and asset management group with a global presence. We are currently seeking an experienced Regulatory Compliance Officer to join our team.Job OverviewWe are looking for a talented individual to conduct thorough due diligence, account opening approvals, Anti-Money Laundering (AML) investigations, and...

Senior Manager/Manager, Regulatory Compliance Get AI-powered advice on this job and more exclusive features. Responsibilities: Provide compliance advisory primarily to the business units, review & assess compliance risks for new products and services, and work with stakeholders to develop practical solutions to address compliance challenges Lead regulatory...

Regulatory Compliance RoleWe are seeking a skilled Regulatory Compliance professional to provide advisory services to our APAC businesses. The role involves identifying regulatory updates, establishing effective compliance programs, and overseeing general compliance matters.Candidates should have around 3-12 years' experience in regulatory compliance...

iCapital powers the world's alternative investment marketplace with its financial technology platform. This innovative platform has revolutionized how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market strategies for their high-net-worth clients.The company serves approximately $210 billion...

Job Description:We are seeking a seasoned Regulatory Compliance professional to join our team as a Global Markets Regulatory Expert. This role involves providing compliance advisory services to our global markets business, reviewing new business and product proposals, monitoring regulatory changes, and overseeing related compliance projects.The ideal...

Job DescriptionThe Compliance Manager will act as a key checker/maker role on ongoing customer due diligence and review, ensuring compliance with Money Lender or relevant KYC/AML regulatory requirements for onboarding customers.Key responsibilities include:Perform quality checks to ensure accuracy and reliability in case assessments and reportingReview and...