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Senior Compliance Risk Assessment Officer

2 months ago

Hong Kong, Central and Western District, Hong Kong SAR China 11062 Citibank, N.A. Hong Kong Full time

Elevate Your Career with Citi

At Citi, we are dedicated to fostering your professional journey and enhancing your skill set within a globally recognized financial institution. Our commitment to your development includes comprehensive training and direct engagement with senior leadership, alongside opportunities for community involvement through volunteer initiatives.

About the Role:

We are seeking a distinguished professional to fill the role of Senior Compliance Risk Assessment Officer - Hybrid (Internal Job Title: Compliance Testing Senior Officer - C14) based in Hong Kong. This position is integral to our Global Legal Affairs and Compliance (GLAC) division, which safeguards Citi by delivering legal, compliance, investigative, and security services.

Key Responsibilities:

  • Act as a senior compliance risk officer within the Independent Compliance Risk Management (ICRM) Testing team, focusing on evaluating compliance risks and controls from the first and second lines of defense.
  • Conduct risk assessments to identify compliance vulnerabilities and execute independent testing activities to evaluate the design and effectiveness of key controls.
  • Report and escalate control deficiencies and any breaches of laws or policies, ensuring appropriate remediation measures are validated.
  • Develop and implement compliance testing and reporting programs in alignment with the Compliance Independent Assessment (CIA) Plan.
  • Lead complex compliance reviews, analyze findings, and communicate results to relevant stakeholders.
  • Deliver high-quality testing and audit reports that fulfill the requirements of Citigroup's Boards and global regulators.
  • Utilize innovative compliance testing methodologies, including Data Analytics, to enhance efficiency and reduce costs.
  • Foster effective relationships within the CIA function and with other stakeholders, including business process owners and internal audit teams.
  • Stay informed on industry best practices and share insights with CIA teams regularly.
  • Proactively inform CIA management of significant compliance issues requiring attention.
  • Assess risks associated with business decisions, ensuring adherence to laws, regulations, and internal policies.

Ideal Candidate Profile:

  • Over 10 years of relevant experience in compliance and risk management.
  • In-depth knowledge of compliance laws, regulations, and risk typologies.
  • Proven experience in planning and executing compliance testing and regulatory validation activities.
  • Strong understanding of auditing principles and effective communication skills.
  • Ability to navigate complex organizational structures and influence stakeholders at all levels.
  • Willingness to travel as required.
  • Bachelor's degree required; advanced degree preferred.

Job Family Group:

Compliance and Control

Job Family:

Testing

Time Type:

Full time

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