Head of AML, Hong Kong

5 days ago

Hong Kong Island, Hong Kong SAR China Page Executive Full time

The Head of AML leads the design, execution, and oversight of a comprehensive Anti-Money Laundering and Counter-Financing of Terrorism (AML/CFT) framework that aligns with the organization's risk tolerance, strategic goals, and regulatory obligations. This position blends strategic direction with operational execution, ensuring strong internal controls, effective team management, and active collaboration with both internal and external stakeholders. Strategic Leadership Establish and maintain a robust AML/CFT framework aligned with regulatory requirements, business strategy, and risk appetite. Provide strategic guidance to senior leadership on AML/CFT risks, emerging trends, and regulatory changes. Act as the primary liaison with regulators and auditors on AML/CFT-related matters. Operational Oversight Lead the Compliance CDD and Transaction Monitoring teams, overseeing recruitment, training, and performance. Supervise onboarding and periodic reviews of high-risk and PEP clients. Ensure efficient execution of account opening and review processes. Conduct AML/CFT investigations and ensure timely resolution of issues. Drive continuous improvement of AML/CFT policies, procedures, and controls. Maintain high standards of quality and efficiency in CDD and transaction monitoring. Deliver regular reports and risk assessments to management. Stakeholder Collaboration Coordinate with Group Compliance, regional teams, and business units. Provide training and advisory support on AML/CFT practices and regulatory expectations. Serve as the key contact for audits, inspections, and regulatory inquiries. Lead or contribute to AML/CFT-related projects, including requirements gathering, testing, and implementation. Regulatory Compliance Track and interpret regulatory developments to ensure policies remain current. Ensure adherence to Group directives and local AML laws. Oversee monitoring, screening, account blocking/unblocking, and closures. Conduct or support investigations and submit Suspicious Transaction Reports (STRs) as required. The Successful Applicant Minimum 10 years of experience in Compliance functions within Private Banking or Wealth Management, specializing in AML/CFT and CDD. At least 8 years of managerial/supervisory experience. Thorough knowledge of AML/CFT regulatory requirements. Strong record-keeping abilities and attention to detail. Excellent communication and interpersonal skills for managing internal and external stakeholders. Proven ability to drive process improvements and implement best practices. Experience in project management and cross-functional collaboration. Ability to work independently and as part of a team in a fast-paced environment. #J-18808-Ljbffr

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