AML compliance, VP

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Responsibilities Provide a leadership of overall regulatory and financial crime compliance for RD’s licensed subsidiaries in fiat and digital transfer and value storage. Lead and perform comprehensive compliance advisory, focusing on regulatory and financial crime compliance. This involves developing, maintaining, and implementing relevant policies and...

The Role AVP, AML and Sanctions Compliance, Legal and Compliance Key Accountabilities Assist the Head of AML Compliance to implement and maintain BOCI Group's AML/CFT Program; Provide compliance advice / recommendations to different business units, including Investment Banking Department (IBD), Equity Sales and Derivatives (ESD), Fixed Incomes (FI), Sales,...

A leading financial institution in Hong Kong is seeking an individual for an AML Compliance role. The successful candidate will lead a team ensuring compliance with internal and external standards while managing AML risk across banking products. Candidates should possess an 8-year background in CDD/KYC investigations, strong organizational skills, and...

VP/ AVP, KYC Compliance, Private Banking (Contract) We are partnering with a foreign private bank for a KYC Compliance role. Key Responsibilities: Plan, direct and supervise KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts in full compliance with Group standard and regulatory...

Job Title Compliance Manager – Securities/ AM Company Overview Forthright Financial Holdings Company Limited ("Forthright Financial") is a leading provider of investment and financial trading services for our customers. Established in August 2015, the group has rapidly expanded with subsidiaries such as Forthright Securities, Forthright Capital, and...

A leading financial institution in Hong Kong is seeking a SA/AVP/VP, Specialist for Know Your Customer in Private Banking. The ideal candidate will be responsible for improving KYC processes, training staff, and conducting due diligence reviews. Applicants should have at least 7 years of banking experience, knowledge of AML/KYC/CDD regulations, and...

Regulatory Compliance Testing & Assurance AVP/VP Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Our Client Appointed by global private bank with 300 employees in APAC region to search for Regulatory Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Responsibilities Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...