Senior AML Compliance Leader – Deputy Head

A leading financial services firm is seeking a highly skilled and experienced Deputy Head of AML to join their compliance team. The ideal candidate will assist the Head of AML in overseeing the firm’s anti-money laundering programs, ensuring compliance with all relevant regulations and guidelines. This role involves implementing effective AML strategies,...

Deputy Head/Senior Manager, Legal & Compliance Independently responsible for legal, internal control, and compliance for the Hong Kong companies, including formulating and updating internal policies & procedures and compliance guidelines, conducting compliance reviews and internal control assessments, and organizing compliance training for promoting lawful...

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China, and also acted as one of the country’s banknote‑issuing institutions. The bank was listed on the Stock Exchange of Hong Kong Limited and the Shanghai Stock Exchange in June 2005 and May 2007 respectively. At present, apart from Tibet, BOCOM comprises...

Head of Compliance and AML - Life Insurance Firm Add expected salary to your profile for insights your main responsibilities will include: Overseeing and managing compliance issues within the organisation This role will cover both AML and general compliance matters whilst managing a small team Establishing standards and implementing procedures to ensure that...

A leading asset management firm in Hong Kong is seeking a Deputy Head of Legal and Compliance. The role involves managing compliance work, advising on regulatory issues, and leading internal audits. Candidates should have a Bachelor’s Degree, at least 10 years of experience in the financial sector, and strong compliance knowledge. The firm offers a...

A financial services organization in Hong Kong seeks a Head of Compliance and AML for overseeing compliance issues and managing a team. Candidates should have 10-15+ years of insurance compliance experience, including AML and general compliance, preferably in life insurance. Strong leadership and problem-solving abilities, along with fluency in Chinese, are...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

A prestigious financial organization in Hong Kong seeks an experienced AML compliance leader for its Private Banking division. The candidate will oversee the AML compliance program, develop tailored policies, and engage with regulatory bodies. Applicants should have over 10 years of relevant experience, particularly in private banking or wealth management,...

Deputy Head of Legal and Compliance / Senior Legal and Compliance Manager Add expected salary to your profile for insights Strong capability to lead the department and manage the team independently; Able to advise and communicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance...

Looking for senior level product compliance background from insurance firm ! Looking for candidates who have covered both AML and General Compliance ! About Our Client This opportunity is with a large organisation in the financial services industry, known for its strong presence in the banking and insurance sector. The company operates at a global level,...