Associate, Compliance Risk and Diligence

The Company: Albourne is a leading investment consultant founded in 1994. Albourne advises over 340 investors, including institutional investors, financial intermediaries, and family offices, on over $700 billion alternative investments across the liquidity spectrum. It specializes in alternative investments including Hedge Funds, Private Credit, Private...

Ashford Benjamin Ltd is seeking a seasoned Compliance Expert to join our team in the capacity of KYC Manager.About the RoleAs a key member of our compliance team, you will be responsible for overseeing and managing the Know Your Customer (KYC) process for new and existing clients. This involves ensuring adherence to regulatory standards and internal...

In the CIO – Research team, the analyst will focus specifically on products due diligence. The analyst will be responsible for the front-to-end process to perform products due diligence for the HK branch. The analyst is required to identify key product features for assessment, liaise with Front Office, coordinate with CIO to align with the global...

Job SummaryWe are seeking an experienced Compliance Risk Manager to join our team at Bank of China (Hong Kong) Limited. The successful candidate will be responsible for executing customer due diligence and Know Your Customer operational tasks, as well as performing and improving transaction monitoring processes.Main ResponsibilitiesCustomer Due Diligence and...

Job DescriptionWe are seeking a skilled Risk and Compliance Officer to join our team at Bank Of China (Hong Kong) Limited.About the RoleThe successful candidate will be responsible for conducting customer due diligence, verifying KYC documents, and engaging with customers to obtain missing information. They will also ensure compliance with government...

At Bank of China (Hong Kong) Limited, we are seeking a highly skilled Compliance Risk Specialist to join our team.Job Description:The primary responsibility of this role is to assist the team in preparing and reviewing the company's risk management policies, anti-money laundering policies, compliance policies, procedures, and work guidelines. Additionally,...

The Company: Albourne is a leading investment consultant founded in 1994. Albourne advises over 340 investors, including institutional investors, financial intermediaries, and family offices, on over $700 billion alternative investments across the liquidity spectrum. It specializes in alternative investments including Hedge Funds, Private Credit, Private...

Job DescriptionWe are seeking a highly skilled Business Development Manager - Customer Due Diligence to join our team at Bank Of China (Hong Kong) Limited.Key Responsibilities:Conduct thorough customer due diligence processes for onboarding, periodic review, and trigger event review.Analyze Know Your Customer (KYC) information and documents to ensure...

**Job Summary**We are seeking a highly skilled Compliance Specialist to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance department, you will play a critical role in ensuring the bank's adherence to regulatory requirements and industry standards.Key Responsibilities:Collaborate with the team to develop and implement risk...

About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions.Job DescriptionThe Senior Compliance Associate (SCA) will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This role will work closely with the APAC Compliance team and support the...

Location(s): Moody's Analytics Hong Kong Ltd, The Center, 99 Queen's Road, Central, Hong Kong, Suite 5608-5610, 56th Floor, 10278, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today's risks into tomorrow's opportunities. We do this by...

Responsibilities: Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc....

Location(s): Moody's Analytics Hong Kong Ltd, The Center, 99 Queen's Road, Central, Hong Kong, Suite 5608-5610, 56th Floor, 10278, HK Line Of Business: Compliance(COMPLIANCE) Job Category: Corporate Services Experience Level: Experienced Hire At Moody's, we unite the brightest minds to turn today’s risks into tomorrow’s opportunities. We do this by...

Responsibilities: Execute customer due diligence (CDD) and Know Your Customer (KYC) operational tasks. Perform and improve transaction monitoring processes. Assist in preparing compliance risk and KYC management reports. Support the Risk Manager in coordinating and managing compliance risk and KYC operations. Conduct risk assessments on new banking products...

Responsibilities Monitor, measure, and manage all aspects of risk in day to day activities, provide expert advice to investment team to ensure adherence to investment mandate and risk policies; Ensure achievement of all requirements of audit and compliance, prepare risk report as required; Work with compliance officer and risk colleague to achieve internal...

Responsibilities Act as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant risks Assess product...

Overview We are assisting a prestigious corporate bank in their search for a Senior Associate focused on Market Risk Management. This role is essential for supporting the bank's risk management framework and ensuring adherence to regulatory standards. The ideal candidate will possess a strong analytical mindset and a deep interest in market dynamics. Job...

Main Responsibilities: Monitor daily trading activities and transactions to ensure compliance with firm policies and Hong Kong regulatory requirements Review and update the firm's compliance policies and procedures to maintain compliance with SFC requirements and other relevant regulations Conduct compliance risk assessments and recommend mitigation...

Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth and development from the start with extensive on-the-job training and exposure...

A Career at Sleek Means Innovation and GrowthWe're a fast-paced start-up environment where talented individuals can make a real difference. Our team comprises more than 18 nationalities and spoken languages, fostering a truly multicultural atmosphere.Sleek is the first international incorporation and accounting brand to achieve B Corp certification status,...