Compliance Officer

Responsibilities Review and analyze all service agreements and provider agreements to ensure compliance with internal policies, regulatory requirements, and industry standards. Leverage finance/accounting knowledge, with a focus on tax issues, to identify and address potential compliance risks in financial transactions and reporting. Perform KYC checks and...

Geoswift is an innovative, globalized, payment technology company, with a distinct niche in APAC cross-border payments. Since its inception in 2010, the name Geoswift has been recognized as synonymous with frictionless cross-border fund flows throughout the world. Geoswift’s product portfolio encompasses payment acceptance, business payouts, foreign...

About the role This full-time Compliance Officer role at Waton Securities International Limited is located in the Tsim Sha Tsui Yau Tsim Mong District. You will play a key role in ensuring the organisation's compliance with relevant banking and financial services regulations and internal policies. What you'll be doing Monitoring and reviewing the...

Our client is a Money Service Operator (MSO) in Hong Kong. They are looking for an Accounting & Compliance Officer to join their team. Accounting & Compliance Officer Responsibilities Handle daily accounts operation including accounts payable & receivable, Assist the company to review the anti-money laundering (AML) policy & procedure Monitor customer...

Compliance Officer - Insurance Brokerage ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

Perform due diligence on new and existing clients, ensuring compliance with KYC policies. Advise on client onboarding and KYC deficiencies. Monitor transactions and investigate suspicious activities, ensuring timely reporting to regulatory authorities. Review and maintain AML policies and procedures to ensure compliance with regulatory requirements. Stay...

We are looking for an energetic and results-oriented Senior Compliance Officer to join our team. In this role, you will play a vital part in supporting the day-to-day operations of the team while gaining experience with the compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements. Key...

The Company We are seeking a detail-oriented Compliance Officer with a background in banking or insurance with experience in Anti‑Money Laundering (AML) compliance. The ideal candidate will have a minimum of 1‑2 years of experience in name screening and name search activities. The Role Conduct name screening and name search to ensure compliance with AML...

A well-established international bank in Hong Kong is seeking an Officer to ensure process efficiency and compliance with regulations. The role involves managing operational risks and enhancing processes with stakeholders. Ideal candidates will possess in-depth knowledge in asset management and fraud prevention. Attractive benefits include competitive...

Overview Perform Fintech compliance operations in KYC due diligence on new and existing clients. Advise front office, and other internal stakeholders on client onboarding matters including deficiencies in KYC information and documentation for onboarding. Perform transaction monitoring and assist in suspicious transactions and/or customers investigations, and...