(Senior) Compliance Officer

We are looking for an energetic and results-oriented Senior Compliance Officer to join our team. In this role, you will play a vital part in supporting the day-to-day operations of the team while gaining experience with the compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements. Key...

KPay Group (KPay) is a leading fintech company dedicated to empowering businesses of all sizes with simple, smart, seamless and secure technology solutions. Serving over 72,000 merchants across Australia, Hong Kong, Japan and Singapore, KPay is unleashing merchants' growth potential by building a one-stop platform for financial management, business...

About the role This full-time Compliance Officer role at Waton Securities International Limited is located in the Tsim Sha Tsui Yau Tsim Mong District. You will play a key role in ensuring the organisation's compliance with relevant banking and financial services regulations and internal policies. What you'll be doing Monitoring and reviewing the...

A financial services company in Hong Kong is seeking a Senior Compliance Officer to manage regulatory and compliance responsibilities. The ideal candidate should have a degree in a relevant field and possess 2-3 years of experience within the compliance function of financial institutions. Key responsibilities include managing compliance policies, handling...

Senior / Compliance Officer (Insurance Broker) Degree holder in Business Administration, Law, Finance or possess related professional qualification; At least 2-3 years of relevant experience in the Compliance function of a Financial Institution with exposure in regulatory matters; Compliance experience in an insurance broker or bank is highly recommended;...

Senior Officer/ Officer (Supervision) - Investment Compliance & Performance Responsibilities To perform research, fact-finding and data/statistical analysis on investment compliance and fund governance related matters; To assist in performing on-site and off-site supervisory activities, analyzing and reporting findings and results from supervisory...

A public welfare organization in Hong Kong is seeking a Senior Officer who will investigate non-compliance with the Mandatory Provident Fund Schemes Ordinance and supervise staff conducting investigations. The ideal candidate should have a recognized degree and at least four years of relevant experience in various fields, including public administration....

Officer/Senior Officer, AML Compliance (Transaction Monitoring) (Perm/Contract) Job Purpose Investigate suspicious transactions and provide operational support for the transaction monitoring team in Financial Crime Compliance (FCC). Key Responsibilities Assist in reviewing alerts to identify suspicious transactions and conduct investigation to determine...

Overview Perform Fintech compliance operations in KYC due diligence on new and existing clients. Advise front office, and other internal stakeholders on client onboarding matters including deficiencies in KYC information and documentation for onboarding. Perform transaction monitoring and assist in suspicious transactions and/or customers investigations, and...

Responsibilities Review and analyze all service agreements and provider agreements to ensure compliance with internal policies, regulatory requirements, and industry standards. Leverage finance/accounting knowledge, with a focus on tax issues, to identify and address potential compliance risks in financial transactions and reporting. Perform KYC checks and...