Senior / Compliance Officer (Insurance Broker)

4 days ago


Kowloon, Hong Kong SAR China Bay Insurance Brokers Limited Full time

Senior / Compliance Officer (Insurance Broker) Degree holder in Business Administration, Law, Finance or possess related professional qualification; At least 2-3 years of relevant experience in the Compliance function of a Financial Institution with exposure in regulatory matters; Compliance experience in an insurance broker or bank is highly recommended; Strong understanding of financial/insurance market knowledge, rules and regulations of Hong Kong markets; Well‑versed in relevant compliance rules and regulations issued by the Insurance Authority; Analytical, self‑motivated, ability to work under pressure; Excellent presentation and problem‑solving skills; Good command of written and spoken English and Chinese (Cantonese & Mandarin); Immediate availability is highly preferable. Tasks & Responsibilities Handle general enquiries from the Insurance Authority (IA), MPFA and regulators; Manage client regulatory and compliance policies and monitor risk to fulfill regulatory requirements; Manage client onboarding and periodic review process of existing clients; Formulate, maintain and update AML policies and guidelines; Track and reconcile CPD hours against regulatory requirements; Provide essential in‑house AML/Compliance training for staff; Handle other ad‑hoc projects and assignments as required. Benefits Medical insurance, including dental benefit; Double Pay; Performance Bonus; Five‑day work week. #J-18808-Ljbffr


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