Senior Compliance Officer

5 days ago

Kowloon, Hong Kong SAR China Gain Miles Assurance Consultants Limited Full time

We are looking for an energetic and results-oriented Senior Compliance Officer to join our team. In this role, you will play a vital part in supporting the day-to-day operations of the team while gaining experience with the compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements. Key Responsibilities Manage end-to-end license handling, including applications and renewals with the IA, MPFA, and SFC, while also arranging CPD/CPT course scheduling and overseeing the verification and monitoring of all related documentation. Conduct comprehensive application reviews, including routine application forms and client agreements. Perform specific checks across functions and assist in the review of a wider range of contracts and agreements. Perform essential AML & KYC compliance duties by conducting thorough checks on clients and meticulously reviewing and verifying all required KYC documentation. Manage regulatory guidelines by actively monitoring and interpreting the latest developments, generating detailed reports, and providing clear commentary on changes within the industry. Assist in the ongoing update of internal policies and procedures to ensure full compliance with all relevant rules and regulations. Handle other compliance matters / ad hoc matters assigned by management. Qualifications Bachelor's degree or higher in Law, Risk Management, Business Administration, or related disciplines. 5 years' experience in compliance, licensing, or regulatory affairs. Knowledge of IA, MPFA, and SFC regulations are preferred. Familiarity with AML and KYC processes. Good communication skills (written and verbal in both English and Chinese). Responsible, positive, willing to learn, self-motivated, attention to detail and high accuracy. More experience will be considered for an Assistant Manager role. Benefits 5-day work week. Fun and open working culture without hierarchy – #WorkHardPlayHard philosophy and focus on teamwork. Diversified exposures over institutional, corporate, and individual clients. Attractive monthly basic salary and incentive payments. Comprehensive fringe benefits including 16 working days annual leave up to 24 days depending on years of service, extensive medical and dental coverage, training and licensing examination support. Family friendly policy, including 6 days family care leave, 1 day birthday leave, etc. Free life and health insurance including both in- and out-patient benefits, annual wellness benefits. Pension benefits on top of MPF mandatory contribution. Application Questions How many years of experience do you have as a compliance officer? Which of the following statements best describes your right to work in Hong Kong? What's your expected monthly basic salary? #J-18808-Ljbffr

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