Operations & Compliance Officer

A leading securities firm in Hong Kong is seeking a Compliance Officer to handle day-to-day compliance operations and oversee the compliance framework. The ideal candidate should have a Bachelor’s degree in Law, Finance, or Business Administration, coupled with solid experience in the securities industry. Proficiency in Mandarin, Cantonese, and English is...

Responsibilities Review and analyze all service agreements and provider agreements to ensure compliance with internal policies, regulatory requirements, and industry standards. Leverage finance/accounting knowledge, with a focus on tax issues, to identify and address potential compliance risks in financial transactions and reporting. Perform KYC checks and...

Geoswift is an innovative, globalized, payment technology company, with a distinct niche in APAC cross-border payments. Since its inception in 2010, the name Geoswift has been recognized as synonymous with frictionless cross-border fund flows throughout the world. Geoswift’s product portfolio encompasses payment acceptance, business payouts, foreign...

Overview Perform Fintech compliance operations in KYC due diligence on new and existing clients. Advise front office, and other internal stakeholders on client onboarding matters including deficiencies in KYC information and documentation for onboarding. Perform transaction monitoring and assist in suspicious transactions and/or customers investigations, and...

Perform due diligence on new and existing clients, ensuring compliance with KYC policies. Advise on client onboarding and KYC deficiencies. Monitor transactions and investigate suspicious activities, ensuring timely reporting to regulatory authorities. Review and maintain AML policies and procedures to ensure compliance with regulatory requirements. Stay...

Compliance Officer - Insurance Brokerage ZUU Group is a diversified financial services firm based in Hong Kong, offering integrated solutions in insurance brokerage , wealth management , and Capital Investment Entrant Scheme (CIES) advisory. We are committed to helping individuals and businesses achieve financial security through tailored insurance solutions...

We are looking for an energetic and results-oriented Senior Compliance Officer to join our team. In this role, you will play a vital part in supporting the day-to-day operations of the team while gaining experience with the compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements. Key...

About the role This full-time Compliance Officer role at Waton Securities International Limited is located in the Tsim Sha Tsui Yau Tsim Mong District. You will play a key role in ensuring the organisation's compliance with relevant banking and financial services regulations and internal policies. What you'll be doing Monitoring and reviewing the...

Are you a meticulous and proactive risk and compliance professional looking to make a significant impact within a leading organization? We are seeking a highly motivated individual to join our Risk and Compliance Department. This role is pivotal in strengthening our internal controls, audit functions, and overall risk management framework. Key...

KPay Group (KPay) is a leading fintech company dedicated to empowering businesses of all sizes with simple, smart, seamless and secure technology solutions. Serving over 72,000 merchants across Australia, Hong Kong, Japan and Singapore, KPay is unleashing merchants' growth potential by building a one-stop platform for financial management, business...