Senior Compliance Officer – Banking

About the role This full-time Compliance Officer role at Waton Securities International Limited is located in the Tsim Sha Tsui Yau Tsim Mong District. You will play a key role in ensuring the organisation's compliance with relevant banking and financial services regulations and internal policies. What you'll be doing Monitoring and reviewing the...

A licensed bank in Hong Kong seeks a Junior KYC/AML Officer to support their team. Responsibilities include conducting KYC on existing corporate clients, ensuring compliance with internal policies and regulatory requirements, and managing assigned tasks effectively. The ideal candidate should be a university graduate with at least 2 years of KYC experience,...

Officer/Senior Officer, AML Compliance (Transaction Monitoring) (Perm/Contract) Job Purpose Investigate suspicious transactions and provide operational support for the transaction monitoring team in Financial Crime Compliance (FCC). Key Responsibilities Assist in reviewing alerts to identify suspicious transactions and conduct investigation to determine...

Perform due diligence on new and existing clients, ensuring compliance with KYC policies. Advise on client onboarding and KYC deficiencies. Monitor transactions and investigate suspicious activities, ensuring timely reporting to regulatory authorities. Review and maintain AML policies and procedures to ensure compliance with regulatory requirements. Stay...

Senior / Compliance Officer (Insurance Broker) Degree holder in Business Administration, Law, Finance or possess related professional qualification; At least 2-3 years of relevant experience in the Compliance function of a Financial Institution with exposure in regulatory matters; Compliance experience in an insurance broker or bank is highly recommended;...

Job Description - Senior Officer/Officer, Bank Account Customer Onboarding, Consumer Banking Group Operations (WD79873) Job Description Senior Officer/Officer, Bank Account Customer Onboarding, Consumer Banking Group Operations - ( WD79873 ) Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and...

Senior Officer/Officer, Bank Account Customer Onboarding, Consumer Banking Group Operations Join to apply for the Senior Officer/Officer, Bank Account Customer Onboarding, Consumer Banking Group Operations role at DBS Bank. Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient...

We are looking for an energetic and results-oriented Senior Compliance Officer to join our team. In this role, you will play a vital part in supporting the day-to-day operations of the team while gaining experience with the compliance framework and ensuring that all business activities comply with the Insurance Ordinance and regulatory requirements. Key...

Contract Officer, Operations Department - Treasury Operations Sumitomo Mitsui Banking Corporation (三井住友銀行) (incorporated in Japan with limited liability) is one of the major international banks and a leading arranger of specialized financial products worldwide. The Hong Kong Branch is seeking high‑calibre individuals with long‑term career...

Officer / Senior Officer, Banking Services Handle account opening, loan documentation and conduct KYC control on wholesale banking clients. Handle customer enquiries and/or transaction related to account balances, daily deposit rate quotation, deposit renewals, loan rollovers, foreign exchange, etc. Maintain good account relationship with customers and...