Compliance Manager

Compliance Manager / Senior Compliance Manager Location: Hong Kong   Responsibilities: To assist in formulating compliance-related rules, operational procedures, and business processes, and to participate in establishing the compliance management framework To conduct compliance reviews of internal management policies, major decisions, new products and new...

Responsibilities : Assist to supervise licensing related works and offer advice on licensing issues Provide compliance advice to the different business units in relation to securities brokerage and wealth management business Review and advise on legal and compliance contracts and documentation Handle and implement compliance requests with internal...

Responsibilities: Assist to formulate annual compliance review plan by referencing risk assessment results. Conduct regular/ thematic compliance reviews on an on-going basis covering the Bank and other major financial subsidiaries within the group to ensure adherence to regulatory/ Head Office requirements and internal policies. Coordinate or perform...

Assist to supervise licensing related works and offer advice on licensing issues. Provide compliance advice to the different business units in relation to securities brokerage and wealth management business. Review and advise on legal and compliance contracts and documentation. Handle and implement compliance requests with internal stakeholders to enhance...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at Bank of China. The successful candidate will be responsible for formulating compliance standards, plans, and objectives, as well as streamlining compliance processes and drawing up compliance staffing and authorization systems.Key ResponsibilitiesAssist in the development and...

Position Overview TEKsystems is seeking a seasoned Compliance Manager to oversee various risk and compliance projects across the Asia-Pacific region. This role will focus on representing the compliance interests of the organization within the region. The ideal candidate will possess: Extensive professional experience in compliance roles A strong...

Job Summary:We are seeking a highly skilled Compliance Manager to join our team at HKMC Annuity Limited. The successful candidate will be responsible for providing compliance review and advisory services to ensure that our business operations are in line with regulatory requirements.Key Responsibilities:Develop and update compliance policies and guidelines...

Job SummaryWe are seeking a highly skilled Compliance Manager to join our team at ICBC Asset Management (Global). The successful candidate will be responsible for developing and executing a risk-based annual compliance review plan, compliance review program, and internal audit plan for the company.Key ResponsibilitiesCompliance Review and Internal...

Job Overview TEKsystems is seeking a seasoned compliance manager to oversee various risk and compliance projects across the Asia-Pacific region. This role will focus on the regulatory landscape, ensuring adherence to compliance standards and practices. The ideal candidate will possess: Extensive professional experience in compliance and risk...

Responsibilities : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives.  Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert guidance to the compliance team and stakeholders. Oversee compliance audits...

Job Responsibilities Regularly update and maintain compliance policies Compliance housekeeping matters – Maintain accurate records and documentation relating to compliance activities, including PA trading and conflicts Monitor and assess compliance risks associated with the company's activities Conduct compliance training programs for employees to enhance...

Job Summary:The Compliance Manager will be responsible for ensuring that all business operations within The Cigna Group are in compliance with relevant laws and regulations. This includes developing and implementing compliance policies and procedures, conducting risk assessments, and providing training to staff on compliance matters.Key...

  Job Descriptions:  To provide compliance review and advisory; To develop and update compliance policies and guidelines; To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements; To promote compliance awareness and culture of the Company, including development and delivery of...

  Job Descriptions:  To provide compliance review and advisory; To develop and update compliance policies and guidelines; To review policies and procedures developed by the first line of defence to ensure compliance with the regulatory requirements; To promote compliance awareness and culture of the Company, including development and delivery of...

Key Responsibilities: Oversee compliance efforts across Cigna's insurance operations and corporate initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Key Responsibilities: Oversee compliance for Cigna's general insurance operations and enterprise-wide initiatives; Provide extensive support for the formulation and ongoing evaluation of relevant compliance and regulatory obligations, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Key Responsibilities: Oversee compliance for Cigna's general insurance operations and group-wide projects; Provide extensive support for the formulation and continuous evaluation of relevant compliance and regulatory standards, encompassing areas such as licensing, data privacy, anti-money laundering, economic sanctions, anti-bribery, anti-fraud,...

Responsibilities: Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across functions and...

Responsibilities: Provide prompt, sound and consistent compliance advice, especially can handle statutory enquiries from regulators (e.g. SFC / HKEX) independently; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors...

Responsibilities: Provide prompt, sound and consistent compliance advice, especially can handle statutory enquiries from regulators (e.g. SFC / HKEX) independently; Co-ordinate and handle enquires from business departments regarding to regulatory compliance requirements and provide advice and recommendations; Influences and negotiates with seniors across...