Responsible Officer, Insurance Broker

5 days ago Be among the first 25 applicants Direct message the job poster from Doo Group Senior Talent Acquisition Executive @ Doo Group Doo Group is a global financial services group with FinTech as its core. With our 10 major business lines, spanning Brokerage, Wealth Management, Property, Payment & Exchange, FinTech, Financial Education, Health Care, Consulting, Cloud, and Digital Marketing, Doo Group has seamlessly provided clients with comprehensive products and services across the world. Through a one-stop approach, Doo Group remains committed to helping our clients achieve an ideal financial life while moving towards a better future together Looking for a New Challenge? Join Us as We Expand Globally As we continue our global business expansion, we’re on the lookout for talented individuals who are motivated to support our strategic goals and initiatives. Join a team that values innovation and growth. DOO you have what it takes? What you’ll be working on: Act as the primary point of contact with the insurance regulatory authority. Ensure the firm and its staff adhere to the Insurance Ordinance, Anti-Money Laundering (AML), Data Privacy, and other relevant regulations. Maintain the firm’s licensing conditions and submit required reports (e.g., financials, compliance audits). Implement and review internal policies, procedures, and controls to mitigate regulatory risks. Supervise the conduct of licensed insurance brokers/agents to ensure compliance with codes of conduct. Monitor sales practices, policy recommendations, and disclosures to prevent mis-selling or conflicts of interest. Approve and oversee high-risk transactions (e.g., complex products, large policies). Advise senior management on regulatory implications of new products, markets, or partnerships. Ensure marketing materials and client communications comply with regulations. What we’re looking for: Holds a valid Responsible Officer license from the local regulatory authority Bachelor’s degree in Law, Finance, Business, or Insurance-related field. Minimum 8 years in insurance brokerage/underwriting, with 2+ years in a compliance or supervisory role. IIQE Paper I, II, III, IV, V licenses are a MUST. Excellent command of both Chinese (Mandarin & Cantonese) and English. Deep understanding of the Insurance Ordinance, AML/CFT, GDPR/PDPA, and fiduciary duties. Strong leadership and communication skills. Experience liaising with regulators and auditors. Familiarity with insurance products (e.g., general insurance, life, reinsurance). What we offer: Rewarding career development with regional exposure Performance bonus Medical insurance Five-day work week Daily snacks Friendly and open work environment with a young, energetic team Life as DOOers At Doo Group, we embrace a culture where continuous growth, collaboration, and creativity are at the heart of everything we do. As a DOO, you'll collaborate with top professionals from around the globe, dive into exciting projects, and play a pivotal role in shaping the future of finance. Unlock your potential with Doo Group. Apply now and step into a role where your impact is celebrated Seniority level Seniority level Director Employment type Employment type Full-time Job function Job function Strategy/Planning, Project Management, and Customer Service Industries Financial Services and Insurance Referrals increase your chances of interviewing at Doo Group by 2x Sign in to set job alerts for “Insurance Broker” roles. Senior Relationship Manager / RM, Fubon Insurance Brokers Limited Transport Liability Insurance Manager / Executive Marsh Early Career & Graduate Program 2025 Claim Service Manager - Hang Seng Insurance (HK) Insurance Consultant to Senior Consultant Account Servicing Manager (General Insurance) Consultant/ Senior Consultant/ Manager - Strategy & Operations (Insurance) - Hong Kong ) Wan Chai District, Hong Kong SAR 2 weeks ago Retail Banking - Senior Relationship Manager & Insurance Specialist Relationship Specialist /Manager, Individual Insurance Wan Chai District, Hong Kong SAR 4 months ago Insurance Partnership Manager - HSBC Life Associate_China SZ Insurance broker_Property and Casualty Central & Western District, Hong Kong SAR 1 week ago Manager to SM, Investment & Insurance Compliance (Compliance and Legal Customer Experience Manager - Hang Seng Insurance (HK) 2025 Wealth Management Full Time (Fresh Grad & IANG are Welcomed) Manager, Partnership Proposition & Business Development (General Insurance) Private Bank Relationship Manager- Wealth Management (Hong Kong) We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr