Asset Management Compliance Specialist — Hong Kong

Responsibilities Manage day-to-day communications with existing/prospective investors (family offices, funds of funds, etc.) Prepare and distribute monthly/quarterly performance reports & market commentaries, including fund metrics and risk analytics Develop fundraising materials (Pitchbooks, Q&A briefs, roadshow presentations) Coordinate due diligence...

A leading asset management firm in Hong Kong is seeking an Assistant Operations Manager / Operations Officer. The role involves trade matching, account management, and compliance with regulatory requirements. Candidates should have a bachelor’s degree and at least two years of relevant experience in asset management operations. Proficiency in both English...

An asset management firm in Hong Kong is seeking a Compliance Manager or Assistant Compliance Manager to join their team. The role involves developing and maintaining compliance programs, advising on statutory compliance, and conducting risk assessments. Candidates should possess a bachelor’s degree in finance, accounting, or law, with at least three years...

Responsibilities: Able to independently manage and handle general compliance work, including but not limit to manage general licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and use of WINGS etc.) and on-going notification matters; Able to independently manage and provide compliance advice on AML and regulatory compliance...

Responsibilities Develop and uphold the organization's global compliance policies while monitoring regulatory changes across key regions (e.g., Singapore, Hong Kong, US, EU). Manage trade oversight and conduct compliance assessments to ensure adherence to regulatory and internal standards. Deliver compliance training to staff and provide real-time support to...

Job Location: Hong Kong Company Overview Taikang Asset (HK) Co. Ltd. (hereafter "the Company") is a wholly‑owned subsidiary of Taikang Asset Management Co., Ltd., licensed by the SFC in Hong Kong for Type 1, Type 4 and Type 9 regulated activities, and holding QFII and RQFII qualifications. It is part of the Taikang Insurance Group, one of China’s largest...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

Join to apply for the Client Service Manager - Hong Kong role at Jupiter Asset Management . About Jupiter Jupiter is one of the UK’s leading investment management companies with around 500 employees and £47.1 billion worth of assets under management (as at 30th June 2025). Jupiter provides investment services to individual and institutional...

Client Service Specialist - Jupiter Asset Management Ltd Jupiter is one of the UK's leading investment management companies with around 500 employees and £47.1 billion worth of assets under management (as at 30th June 2025). Jupiter provides investment services to individual and institutional investors through mutual funds (UK unit trusts, Luxembourg SICAVs...

Compliance Manager / Assistant Compliance Manager We are a Hong Kong based asset management company wholly owned by a top‑tier asset management firm in China and looking for highly motivated professionals to join our compliance team. Responsibilities Develop, implement, and maintain compliance program in accordance with regulatory requirements and internal...