Compliance Specialist

Join to apply for the FCC Compliance Specialist role at Bank of Singapore, Asia's Global Private Bank 5 days ago | Be among the first 25 applicants Bank of Singapore opens doors to new opportunities. At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness....

A financial services firm in Hong Kong is seeking a compliance specialist to develop a trade surveillance framework and monitor trading activities. The ideal candidate has a bachelor's degree in Finance or a related field, with 5–8 years of experience in trade surveillance or compliance within hedge funds. Strong knowledge of regulatory frameworks and the...

Compliance Specialist Senior Capital Group is seeking an experienced Compliance Specialist Senior to support distribution, sales and marketing compliance across the APACxJ region. Primary Responsibilities / Essential Functions Distribution, sales and marketing (“DSM”) compliance: review and approve marketing materials in APACxJ; contribute APACxJ input...

A reputable asset management firm in Hong Kong is looking for a Compliance Specialist to join their team. This role involves providing compliance advisory to fund businesses, managing compliance matters, and ensuring adherence to SFC regulations, particularly type 1, 4, and 9. The successful candidate should have at least 3 years of experience in compliance...

Product Compliance Specialist (childrenswear) A leading North American retailer specializing in apparel for babies and young children is seeking a Product Safety & Testing Specialist. This role offers meaningful work, continuous learning, and a collaborative environment guided by values of inclusion and innovation. Typical Day Manage product risk assessment...

“I can succeed as a Compliance Specialist Senior at Capital Group.” The Compliance Specialist Senior must demonstrate an intermediate knowledge in assigned areas and generally works independently, seeking direction for more complex tasks, as needed. Responsible for researching, collecting and reviewing documents to support distribution, sales and...

Overview Compliance Specialist - Global Investment Management Firm A prominent investment management firm is seeking a motivated Junior Compliance Officer to join their dynamic compliance team. With a strong commitment to regulatory adherence and integrity, this firm provides an innovative environment for compliance professionals to excel. Role Overview: The...

A leading toy manufacturing company in Hong Kong seeks a Specialist in Supply Chain Sustainability to monitor supplier compliance and support audit activities. The role involves engaging with vendors on compliance issues, processing audit reports, and ensuring alignment with ethical sourcing standards. Candidates should have a Bachelor's degree and...

Business Risk Control & Compliance Specialist Join to apply for the Business Risk Control & Compliance Specialist role at Tangspac International Job Objective We are seeking a highly motivated and detail-oriented individual to join our bank client team as a Business Risk Control & Compliance Specialist. In this role, you will support the Business Risk...

A leading compliance consultancy firm in Hong Kong is seeking an experienced Compliance Specialist. This role involves providing compliance advisory to fund businesses, ensuring adherence to SFC regulations, and establishing effective compliance frameworks. Candidates should have at least 4 years of relevant experience, particularly from a Big 4 background....